RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• T•••••
- E•• W••••• M••••••••• state registered currentsince Feb 28, 2012 · Glendale, Az
- G•••••••• F••••••••• I•• unclassifiedJan 5, 2005 to Mar 14, 2005 · Phoenix, Az
- E••••• P••••••• S••••••••• I••• unclassifiedJan 8, 2003 to Dec 31, 2007 · Glendale, Az
- L••••• S••••• S••••••••• I••• unclassifiedMar 8, 2002 to Dec 31, 2002 · Glendale, Az
- E••••• P••••••• S••••••••• I••• to G•••••••• F••••••••• I••left Dec 31, 2007, registered Jan 5, 2005 (-1090 days) · Other
- G•••••••• F••••••••• I•• to E•• W••••• M•••••••••left Mar 14, 2005, registered Feb 28, 2012 (2542 days) · Other
- L••••• S••••• S••••••••• I••• to E••••• P••••••• S••••••••• I•••left Dec 31, 2002, registered Jan 8, 2003 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address