L•• W•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

CLIFTON PARK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a62d773f-30ae-518a-7fac-ffef757d27a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 24, 2011	n/a	yes	CLIFTON PARK, NY	Current employment
W••••• A•••••••• L••	State registered	Oct 3, 2007	Nov 10, 2010	no	MECHANICVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 10, 2010	May 24, 2011	195	Firm change	Other
G•••••• S•••• W••••• S•••••••• L•••	W••••• A•••••••• L••	Mar 4, 2005	Oct 3, 2007

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
May 24, 2011 to presentfactForm ADV
→ W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2007 to Nov 10, 2010factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Jun 18, 2001 to Mar 4, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a62d773f-30ae-518a-7fac-ffef757d27a7
First observed: Jun 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.