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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CONTEXT ADVISERS III, LLC

CRD 172240

BALA CYNWYD, PA

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Search this name across graphsid dfx:ria:a63362f2-682c-5eee-e053-79461990d298

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2015 to Mar 31, 2017
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10.9MItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Accounts: 1
SEC number: 801-80975
CRD: 172240
Filings on the tape: 8
First filed: Feb 6, 2015
Latest filed: Mar 31, 2017
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BISCARDI, RONALD, JOHN	Member	E	yes	02/2014	Feb 6, 2015	Mar 31, 2017
BROOKS, ERIC, MITCHELL	Member	D	yes	08/2014	Feb 6, 2015	Mar 31, 2017
BROOKS, ERIC, MITCHELL	LIMITED PARTNER	E	yes	04/2005	Feb 6, 2015	Mar 31, 2017
CANNING, JOHN, JOSEPH	CHIEF OPERATING OFFICER	Na	yes	03/2016	Mar 29, 2016	Mar 31, 2017
CCP CAM, LLC	LIMITED PARTNER	E	yes	10/2014	Feb 6, 2015	Mar 31, 2017
CONTEXT ASSET MANAGEMENT GP, LLC	GENERAL PARTNER	F	yes	01/2014	Feb 6, 2015	Mar 31, 2017
CONTEXT ASSET MANAGEMENT, L.P.	Member	E	yes	06/2014	Feb 6, 2015	Mar 31, 2017
CONTEXT CAPITAL PARTNERS	Member	D	yes	08/2014	Feb 6, 2015	Mar 31, 2017
CULBERTSON, JOHN, NEWELL	CHIEF INVESTMENT OFFICER AND PRESIDENT	Na	yes	02/2015	Feb 6, 2015	Mar 31, 2017
CULBERTSON, JOHN, NEWELL	Member	E	yes	10/2014	Feb 6, 2015	Mar 31, 2017
DUDLEY, ANDREW, JENKINS	SENIOR VICE PRESIDENT	A	yes	05/2015	Mar 29, 2016	Mar 31, 2017
EB CCP HOLDINGS, L.P.	LIMITED PARTNER	D	yes	04/2005	Feb 6, 2015	Mar 31, 2017
JNC CAM GP, LLC	Member	D	yes	10/2014	Feb 6, 2015	Mar 31, 2017
KELLY, COLLEEN, ANNE	CHIEF COMPLIANCE OFFICER	Na	yes	02/2016	Feb 4, 2016	Mar 31, 2017
RB CAM GP, LLC	Member	D	yes	02/2014	Feb 6, 2015	Mar 31, 2017
WERT, ANDREW, CHARLES	SENIOR VICE PRESIDENT	A	yes	02/2015	Mar 29, 2016	Mar 31, 2017
WOOD, DEREK, DAVID	Counsel	Na	yes	08/2015	Sep 8, 2015	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CONTEXT BH CAPITAL MANAGEMENT, LP	n/a	Former SEC adviser	$153M	N	yes	n/a
CONTEXT ADVISERS II, L.P.	n/a	Former SEC adviser	$104M	N	yes	n/a
CCP BH III, LP	n/a	n/a	n/a	N	yes	n/a
CCP BH MANAGEMENT II, LLC	n/a	n/a	n/a	N	yes	n/a
CCP BH MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
COHESION CAPITAL LLC	n/a	n/a	n/a	N	no	n/a
CONTEXT ASF GP, L.P.	n/a	n/a	n/a	N	no	n/a
CONTEXT CAPITAL PARTNERS, L.P.	n/a	n/a	n/a	Y	no	n/a
CONTEXT CCPBH GP III, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Concorde	Ma	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$10.9M	$10.9M	5	4	n/a	n/a	n/a
2015	Mar 29, 2016	n/a	n/a	6	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$10.9M	n/a	n/a	n/a	n/a	5	6	n/a	n/a

Relationships

Affiliated with (3)

→ BHZ CAPITAL MANAGEMENT, LPRegistered adviserother investment adviser, common control
factForm ADV
→ CONTEXT ADVISERS II, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV
← CONTEXT ADVISERS II, L.P.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (15)

← CONTEXT CAPITAL PARTNERSOwnerMEMBER, ownership code D, domestic entity
Feb 6, 2015 to presentfactForm ADV
← CULBERTSON, JOHN, NEWELLOwnerMEMBER, ownership code E, individual
Feb 6, 2015 to presentfactForm ADV
← DUDLEY, ANDREW, JENKINSOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Mar 29, 2016 to presentfactForm ADV
← BROOKS, ERIC, MITCHELLOwnerMEMBER, ownership code D, individual
Feb 6, 2015 to presentfactForm ADV
← CANNING, JOHN, JOSEPHOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2016 to presentfactForm ADV
← KELLY, COLLEEN, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 4, 2016 to presentfactForm ADV
← WERT, ANDREW, CHARLESOwnerSENIOR VICE PRESIDENT, ownership code A, individual
Mar 29, 2016 to presentfactForm ADV
← BISCARDI, RONALD, JOHNOwnerMEMBER, ownership code E, individual
Feb 6, 2015 to presentfactForm ADV
← WOOD, DEREK, DAVIDOwnerCOUNSEL, ownership code NA, individual
Sep 8, 2015 to presentfactForm ADV
← CCP CAM, LLCOwnerLIMITED PARTNER, ownership code E, domestic entity
Feb 6, 2015 to presentfactForm ADV
← CONTEXT ASSET MANAGEMENT GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Feb 6, 2015 to presentfactForm ADV
← CONTEXT ASSET MANAGEMENT, L.P.OwnerMEMBER, ownership code E, domestic entity
Feb 6, 2015 to presentfactForm ADV
← EB CCP HOLDINGS, L.P.OwnerLIMITED PARTNER, ownership code D, domestic entity
Feb 6, 2015 to presentfactForm ADV
← JNC CAM GP, LLCOwnerMEMBER, ownership code D, domestic entity
Feb 6, 2015 to presentfactForm ADV
← RB CAM GP, LLCOwnerMEMBER, ownership code D, domestic entity
Feb 6, 2015 to presentfactForm ADV

Dated events

Occurred
Feb 6, 2015
First Form ADV filing
Context Advisers Iii, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a63362f2-682c-5eee-e053-79461990d298
First observed: Feb 6, 2015
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONTEXT ADVISERS III, LLC

CRD 172240

BALA CYNWYD, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a63362f2-682c-5eee-e053-79461990d298

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BISCARDI, RONALD, JOHN

Member

yes

02/2014

Feb 6, 2015

Mar 31, 2017

BROOKS, ERIC, MITCHELL

Member

yes

08/2014

Feb 6, 2015

Mar 31, 2017

BROOKS, ERIC, MITCHELL

LIMITED PARTNER

yes

04/2005

Feb 6, 2015

Mar 31, 2017

CANNING, JOHN, JOSEPH

CHIEF OPERATING OFFICER

yes

03/2016

Mar 29, 2016

Mar 31, 2017

CCP CAM, LLC

LIMITED PARTNER

yes

10/2014

Feb 6, 2015

Mar 31, 2017

CONTEXT ASSET MANAGEMENT GP, LLC

GENERAL PARTNER

yes

01/2014

Feb 6, 2015

Mar 31, 2017

CONTEXT ASSET MANAGEMENT, L.P.

Member

yes

06/2014

Feb 6, 2015

Mar 31, 2017

CONTEXT CAPITAL PARTNERS

Member

yes

08/2014

Feb 6, 2015

Mar 31, 2017

CULBERTSON, JOHN, NEWELL

CHIEF INVESTMENT OFFICER AND PRESIDENT

yes

02/2015

Feb 6, 2015

Mar 31, 2017

CULBERTSON, JOHN, NEWELL

Member

yes

10/2014

Feb 6, 2015

Mar 31, 2017

DUDLEY, ANDREW, JENKINS

SENIOR VICE PRESIDENT

yes

05/2015

Mar 29, 2016

Mar 31, 2017

EB CCP HOLDINGS, L.P.

LIMITED PARTNER

yes

04/2005

Feb 6, 2015

Mar 31, 2017

JNC CAM GP, LLC

Member

yes

10/2014

Feb 6, 2015

Mar 31, 2017

KELLY, COLLEEN, ANNE

CHIEF COMPLIANCE OFFICER

yes

02/2016

Feb 4, 2016

Mar 31, 2017

RB CAM GP, LLC

Member

yes

02/2014

Feb 6, 2015

Mar 31, 2017

WERT, ANDREW, CHARLES

SENIOR VICE PRESIDENT

yes

02/2015

Mar 29, 2016

Mar 31, 2017

WOOD, DEREK, DAVID

Counsel

yes

08/2015

Sep 8, 2015

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CONTEXT BH CAPITAL MANAGEMENT, LP

n/a

Former SEC adviser

$153M

yes

n/a

CONTEXT ADVISERS II, L.P.

n/a

Former SEC adviser

$104M

yes

n/a

CCP BH III, LP

n/a

yes

n/a

CCP BH MANAGEMENT II, LLC

n/a

yes

n/a

CCP BH MANAGEMENT, LLC

n/a

yes

n/a

COHESION CAPITAL LLC

n/a

CONTEXT ASF GP, L.P.

n/a

CONTEXT CAPITAL PARTNERS, L.P.

n/a

CONTEXT CCPBH GP III, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Concorde

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$10.9M

n/a

2015

Mar 29, 2016

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$10.9M

n/a