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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BHZ CAPITAL MANAGEMENT, LP

CRD 164091

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b07f0adc-c44b-4282-5be9-7d411a599bdb

Data as of May 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2016 to May 13, 2024
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $153MItem 5.F on the latest filing (2024-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $153M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $181Mgross asset value as reported per fund; never fund size
Custody, client assets: $153M
SEC number: 801-107641
CRD: 164091
Filings on the tape: 17
First filed: Mar 30, 2016
Latest filed: May 13, 2024
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BHZ CONSOLIDATION FUND, LP	Hedge Fund	$153M	May 13, 2024	26	Feb 14, 2013	reported	021-182539
BHZ CONSOLIDATION CAYMAN FUND, LP	Hedge Fund	$27.6M	May 13, 2024	5	Mar 30, 2017	reported	021-263453
BHZ FINANCIAL OPPORTUNITIES MASTER FUND, LP	Hedge Fund	$0	Mar 31, 2022	0	Mar 22, 2019	dropped	n/a
BHZ FINANCIAL OPPORTUNITIES FUND, LP	Hedge Fund	$0	Mar 31, 2022	0	Mar 22, 2019	dropped	021-314353
BHZ FINANCIAL OPPORTUNITIES CAYMAN FUND, LP	Hedge Fund	$0	Jul 8, 2021	0	Mar 22, 2019	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ACCORD FAMILY OFFICE, LLC	LIMITED PARTNER	B	yes	11/2019	Dec 20, 2019	May 13, 2024
BHLZ EQUITY RESEARCH, LLC	SOLE MEMBER	E	yes	11/2019	Dec 20, 2019	May 13, 2024
BHLZ EQUITY RESEARCH, LLC	LIMITED PARTNER	D	yes	11/2019	Dec 20, 2019	May 13, 2024
BROOK, YARON, NO MIDDLE NAME	CHIEF COMPLIANCE OFFICER, CO-FOUNDER & MANAGING DIRECTOR	Na	yes	05/2024	Mar 30, 2016	May 13, 2024
BROOK, YARON, NO MIDDLE NAME	Member	C	yes	11/2019	Mar 30, 2016	May 13, 2024
BROOKS, ERIC, MITCHELL	SOLE MEMBER	E	yes	03/2010	Mar 30, 2016	May 13, 2024
HENDERSHOTT, ROBERT, JAMES	Member	C	yes	11/2019	Mar 30, 2016	May 13, 2024
LI, KENNETH, JASON	Member	C	yes	11/2019	Dec 20, 2019	May 13, 2024
ZAFFUTO, RYAN	Member	C	yes	11/2019	Dec 20, 2019	May 13, 2024
BHZ GP III, LLC	GENERAL PARTNER	Na	no	06/2012	Mar 27, 2020	May 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BHZ III, LP	n/a	n/a	n/a	N	yes	n/a
BHZ IV, LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 26, 2024	$153M	$153M	6	4	0	2	$181M
2022	Mar 31, 2023	$301M	$301M	6	4	0	2	$344M
2021	Mar 31, 2022	$381M	$381M	7	5	0	4	$435M
2020	Mar 24, 2021	$533M	$533M	9	4	1	5	$620M
2019	Mar 27, 2020	$635M	$635M	9	4	1	5	$741M
2018	Mar 22, 2019	$531M	$531M	7	4	1	5	$654M
2017	Mar 30, 2018	$511M	$511M	8	4	1	2	$562M
2016	Mar 30, 2017	$397M	$397M	8	3	n/a	2	$405M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$153M	$301M	-49.1%	$533M	-34.0%	6	6	0	0

Relationships

Advises (5)

→ BHZ CONSOLIDATION FUND, LPPrivate fundHedge Fund, IA
Feb 14, 2013 to presentfactForm ADV
→ BHZ CONSOLIDATION CAYMAN FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ BHZ FINANCIAL OPPORTUNITIES MASTER FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 22, 2019 to Mar 31, 2022factForm ADV
→ BHZ FINANCIAL OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 22, 2019 to Mar 31, 2022factForm ADV
→ BHZ FINANCIAL OPPORTUNITIES CAYMAN FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 22, 2019 to Jul 8, 2021factForm ADV

Controls (7)

← BROOKS, ERIC, MITCHELLOwnerSOLE MEMBER, ownership code E, individual
Mar 30, 2016 to presentfactForm ADV
← HENDERSHOTT, ROBERT, JAMESOwnerMEMBER, ownership code C, individual
Mar 30, 2016 to presentfactForm ADV
← BROOK, YARON, NO MIDDLE NAMEOwnerMEMBER, ownership code C, individual
Mar 30, 2016 to presentfactForm ADV
← ZAFFUTO, RYANOwnerMEMBER, ownership code C, individual
Dec 20, 2019 to presentfactForm ADV
← LI, KENNETH, JASONOwnerMEMBER, ownership code C, individual
Dec 20, 2019 to presentfactForm ADV
← ACCORD FAMILY OFFICE, LLCOwnerLIMITED PARTNER, ownership code B, domestic entity
Dec 20, 2019 to presentfactForm ADV
← BHLZ EQUITY RESEARCH, LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Dec 20, 2019 to presentfactForm ADV

Owns (1)

← BHZ GP III, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 27, 2020 to presentfactForm ADV

Affiliated with (3)

← CONTEXT INSURANCE STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CONTEXT ADVISERS II, L.P.Registered adviserother investment adviser, common control
factForm ADV
← CONTEXT ADVISERS III, LLCRegistered adviserother investment adviser, common control
factForm ADV

Dated events

Occurred
Mar 26, 2024
Regulatory AUM changed
Bhz Capital Management, Lp reported RAUM $153.0M, down 49% from $300.6M (2023-03-31 to 2024-03-26)
Form ADVobserved 4 days ago
$-148M
Occurred
Mar 31, 2022
Regulatory AUM changed
Bhz Capital Management, Lp reported RAUM $381.0M, down 28% from $532.6M (2021-07-08 to 2022-03-31)
Form ADVobserved 4 days ago
$-152M
Occurred
Jul 8, 2021
Control person left
Sue Karen Batchelder (Chief Compliance Officer And Chief Operating Officer) no longer on Schedule A of Bhz Capital Management, Lp (listed 2021-04-12, absent 2021-07-08)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2019
Control person joined
Ryan Zaffuto (Member) appeared on Schedule A of Bhz Capital Management, Lp
Form ADVobserved 4 days ago
Occurred
Dec 20, 2019
Control person joined
Jason Kenneth Li (Member) appeared on Schedule A of Bhz Capital Management, Lp
Form ADVobserved 4 days ago
Occurred
Mar 22, 2019
Control person left
Joseph John Canning (Chief Compliance Officer) no longer on Schedule A of Bhz Capital Management, Lp (listed 2018-03-30, absent 2019-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Bhz Capital Management, Lp reported RAUM $510.7M, up 29% from $397.1M (2017-03-30 to 2018-03-30)
Form ADVobserved 4 days ago
$114M
Occurred
Mar 30, 2016
First Form ADV filing
Context Bh Capital Management, Lp filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b07f0adc-c44b-4282-5be9-7d411a599bdb
First observed: Mar 30, 2016
Last observed: May 13, 2024 28 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BHZ CAPITAL MANAGEMENT, LP

CRD 164091

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b07f0adc-c44b-4282-5be9-7d411a599bdb

Data as of May 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BHZ CONSOLIDATION FUND, LP

Hedge Fund

$153M

May 13, 2024

Feb 14, 2013

reported

021-182539

BHZ CONSOLIDATION CAYMAN FUND, LP

Hedge Fund

$27.6M

May 13, 2024

Mar 30, 2017

reported

021-263453

BHZ FINANCIAL OPPORTUNITIES MASTER FUND, LP

Hedge Fund

Mar 31, 2022

Mar 22, 2019

dropped

n/a

BHZ FINANCIAL OPPORTUNITIES FUND, LP

Hedge Fund

Mar 31, 2022

Mar 22, 2019

dropped

021-314353

BHZ FINANCIAL OPPORTUNITIES CAYMAN FUND, LP

Hedge Fund

Jul 8, 2021

Mar 22, 2019

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ACCORD FAMILY OFFICE, LLC

LIMITED PARTNER

yes

11/2019

Dec 20, 2019

May 13, 2024

BHLZ EQUITY RESEARCH, LLC

SOLE MEMBER

yes

11/2019

Dec 20, 2019

May 13, 2024

BHLZ EQUITY RESEARCH, LLC

LIMITED PARTNER

yes

11/2019

Dec 20, 2019

May 13, 2024

BROOK, YARON, NO MIDDLE NAME

CHIEF COMPLIANCE OFFICER, CO-FOUNDER & MANAGING DIRECTOR

yes

05/2024

Mar 30, 2016

May 13, 2024

BROOK, YARON, NO MIDDLE NAME

Member

yes

11/2019

Mar 30, 2016

May 13, 2024

BROOKS, ERIC, MITCHELL

SOLE MEMBER

yes

03/2010

Mar 30, 2016

May 13, 2024

HENDERSHOTT, ROBERT, JAMES

Member

yes

11/2019

Mar 30, 2016

May 13, 2024

LI, KENNETH, JASON

Member

yes

11/2019

Dec 20, 2019

May 13, 2024

ZAFFUTO, RYAN

Member

yes

11/2019

Dec 20, 2019

May 13, 2024

BHZ GP III, LLC

GENERAL PARTNER

06/2012

Mar 27, 2020

May 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BHZ III, LP

n/a

yes

n/a

BHZ IV, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 26, 2024

$153M

$181M

2022

Mar 31, 2023

$301M

$344M

2021

Mar 31, 2022

$381M

$435M

2020

Mar 24, 2021

$533M

$620M

2019

Mar 27, 2020

$635M

$741M

2018

Mar 22, 2019

$531M

$654M

2017

Mar 30, 2018

$511M

$562M

2016

Mar 30, 2017

$397M

n/a

$405M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$153M

$301M

-49.1%

$533M

-34.0%