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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

NICOLE NIXON

Advisor at MORGAN STANLEY

San Francisco, CA

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Search this name across graphsid dfx:ria:a633b0c6-4815-df0b-5136-5a0c0797753f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 26, 1998
First registration: Sep 26, 2000
Dual registered: yes, broker-dealer
Other names: NICOLE JONES
IAPD individual key: 2982183

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 1, 2009	n/a	yes	San Francisco, CA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 13, 2004	Jun 1, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 18, 2002	Mar 31, 2004	no	SAN FRANCISCO, CA	Previous registration
ROBERTSON STEPHENS, INC.	n/a	Sep 26, 2000	Jul 23, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Mar 31, 2004	Apr 13, 2004	13	Firm change	Other
ROBERTSON STEPHENS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 23, 2002	Sep 18, 2002	57	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 1, 2009 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 13, 2004 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 18, 2002 to Mar 31, 2004factForm ADV
→ ROBERTSON STEPHENS, INC.Registered adviserregistration: previous registration
Sep 26, 2000 to Jul 23, 2002factForm ADV

Dated events

No dated event names this entity yet.