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Advisor at PRESTIGE WEALTHWIDE, LLC
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRESTIGE WEALTHWIDE, LLC | Independent wealth | Oct 14, 2022 | n/a | yes | LEHI, UT | Current employment |
| ZEGA FINANCIAL, LLC | Former SEC adviser | Apr 4, 2021 | Nov 15, 2022 | no | AURORA, CO|PALM BEACH GARDENS, FL | Previous registration |
| DIAMOND WEALTH MANAGEMENT, LLC | Former SEC adviser | Oct 19, 2017 | Sep 27, 2021 | no | Greenwood Village, CO|ALPINE, UT|DENVER, CO | Previous registration |
| ENSIGN WEALTH ADVISORS LLC | n/a | Jan 13, 2015 | Oct 19, 2017 | no | GREENWOOD VILLAGE, CO|GREENWOOD VILLAGE, CO | Previous registration |
| UCI WEALTH ADVISORS LLC | n/a | Nov 10, 2011 | Jan 12, 2015 | no | MERIDIAN, ID | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 23, 2009 | Dec 1, 2011 | no | DENVER, CO | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 23, 2009 | Dec 1, 2011 | no | Denver, CO | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Aug 1, 2007 | Feb 20, 2009 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ZEGA FINANCIAL, LLC | PRESTIGE WEALTHWIDE, LLC | Nov 15, 2022 | Oct 14, 2022 | -32 | Firm change after gap | RIA to new firm |
| DIAMOND WEALTH MANAGEMENT, LLC | ZEGA FINANCIAL, LLC | Sep 27, 2021 | Apr 4, 2021 | -176 | Firm change after gap | RIA to RIA |
| ENSIGN WEALTH ADVISORS LLC | DIAMOND WEALTH MANAGEMENT, LLC | Oct 19, 2017 | Oct 19, 2017 | 0 | Firm change | Other |
| UCI WEALTH ADVISORS LLC | ENSIGN WEALTH ADVISORS LLC | Jan 12, 2015 | Jan 13, 2015 | 1 | Firm change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Dec 1, 2011 | Apr 23, 2009 | -952 | Firm change after gap | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 1, 2011 | Apr 23, 2009 | -952 | Channel change | Other |
| STRATEGIC ADVISERS LLC | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 20, 2009 | Apr 23, 2009 | 62 | Firm change | Other |