T••• T•••

Advisor at K•••• I•••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:a6481f38-8e33-c3cd-a74e-d1460ac79068

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• I•••	Former SEC adviser	Jan 1, 2026	n/a	yes	NEWPORT BEACH, CA	Current employment
N•••••••• B••••• B• L••	No RAUM reported	Aug 6, 2015	Dec 7, 2016	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• B••••• B• L••	K•••• I•••	Dec 7, 2016	Jan 1, 2026	3,312	Firm change after gap	Other

Relationships

Registered with (2)

→ K•••• I•••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ N•••••••• B••••• B• L••Registered adviserregistration: previous registration
Aug 6, 2015 to Dec 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6481f38-8e33-c3cd-a74e-d1460ac79068
First observed: Aug 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.