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RIA / WealthAdvisorCertified Financial Planner16 years in industry

MONICA MARIE SIPES

Advisor at QUADCAP WEALTH MANAGEMENT, LLC

FRISCO, TX

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Search this name across graphsid dfx:ria:a6619ef5-eb7b-eef9-3a08-0f8ee2772d80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUADCAP WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 19, 2009
First registration: Jun 10, 2011
Dual registered: no
Other names: MONICA HINKLER|MONICA MARIE HINKLER|MONICA MARIE HINKLER
IAPD individual key: 5724163

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUADCAP WEALTH MANAGEMENT, LLC	Independent wealth	May 14, 2024	n/a	yes	FRISCO, TX	Current employment
EXENCIAL WEALTH ADVISORS	Former SEC adviser	Apr 22, 2015	Jun 14, 2024	no	Dallas, TX\|OKLAHOMA CITY, OK	Previous registration
ACT WEALTH MANAGEMENT, LLC	Independent wealth	Apr 28, 2014	Apr 6, 2015	no	ALLEN, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 13, 2013	Apr 25, 2014	no	DALLAS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 8, 2012	Feb 20, 2013	no	FRISCO, TX\|FRISCO, TX\|SAN DIEGO, CA	Previous registration
COMMERCE WEALTH ADVISERS, LLC	Former SEC adviser	Feb 1, 2012	May 8, 2012	no	FRISCO, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 10, 2011	Jan 24, 2012	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EXENCIAL WEALTH ADVISORS	QUADCAP WEALTH MANAGEMENT, LLC	Jun 14, 2024	May 14, 2024	-31	Firm change after gap	RIA to RIA
ACT WEALTH MANAGEMENT, LLC	EXENCIAL WEALTH ADVISORS	Apr 6, 2015	Apr 22, 2015	16	Firm change	Other
UBS FINANCIAL SERVICES INC.	ACT WEALTH MANAGEMENT, LLC	Apr 25, 2014	Apr 28, 2014	3	Firm change	Other
LPL FINANCIAL LLC	UBS FINANCIAL SERVICES INC.	Feb 20, 2013	Feb 13, 2013	-7	Firm change	Other
COMMERCE WEALTH ADVISERS, LLC	LPL FINANCIAL LLC	May 8, 2012	May 8, 2012	0	Firm change	Other
STRATEGIC ADVISERS LLC	COMMERCE WEALTH ADVISERS, LLC	Jan 24, 2012	Feb 1, 2012	8	Firm change	Other

Relationships

Registered with (7)

→ QUADCAP WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 14, 2024 to presentfactForm ADV
→ EXENCIAL WEALTH ADVISORSRegistered adviserregistration: previous registration
Apr 22, 2015 to Jun 14, 2024factForm ADV
→ ACT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 28, 2014 to Apr 6, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Apr 25, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 8, 2012 to Feb 20, 2013factForm ADV
→ COMMERCE WEALTH ADVISERS, LLCRegistered adviserregistration: previous registration
Feb 1, 2012 to May 8, 2012factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 10, 2011 to Jan 24, 2012factForm ADV

Dated events

Occurred
Jun 14, 2024
Advisor changed firm
Monica Marie Sipes left Exencial Wealth Advisors for Quadcap Wealth Management, Llc (registered 2024-05-14)
Form ADVobserved 3 days ago