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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

COMMERCE WEALTH ADVISERS, LLC

CRD 144449

JOHNSTON, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a62ac9a-d886-d22e-7d5c-faa2bef7db4c

Data as of Mar 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Mar 28, 2014
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $10,357Item 5.F on the latest filing (2014-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $10,357
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Accounts: 1
SEC number: 801-68078
CRD: 144449
Filings on the tape: 17
First filed: Apr 2, 2012
Latest filed: Mar 28, 2014
Organised: Limited Liability Company, Iowa

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, MARK, BARON	Cco	Na	yes	01/2014	Mar 28, 2014	Mar 28, 2014
DEWAAY, DONALD, GENE	CHIEF EXECUTIVE OFFICER	Na	yes	03/2007	Apr 2, 2012	Mar 28, 2014
DEWAAY, DONALD, GENE	MANAGING MEMBER	D	yes	03/2007	Apr 2, 2012	Mar 28, 2014
DFN PARTNERS, LLC	Member	E	yes	06/2006	Apr 2, 2012	Mar 28, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEWAAY CAPITAL MANAGEMENT, INC.	n/a	Former SEC adviser	$38.0M	N	yes	n/a
ALPHA MANAGEMENT, INC	n/a	n/a	n/a	N	yes	n/a
DCM PARTNERS, LTD	n/a	n/a	n/a	N	yes	n/a
DEWAAY BENEFIT ADMINISTRATORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	$10,357	$10,357	5	3	n/a	n/a	n/a
2012	Mar 27, 2013	$1.4M	$1.4M	4	3	n/a	n/a	n/a
2011	Apr 2, 2012	$115M	$115M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$10,357	$1.4M	-99.3%	n/a	n/a	5	4	n/a	n/a

Relationships

Affiliated with (1)

→ DEWAAY CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← DAVIS, MARK, BARONOwnerCCO, ownership code NA, individual
Mar 28, 2014 to presentfactForm ADV
← DEWAAY, DONALD, GENEOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Apr 2, 2012 to presentfactForm ADV
← DFN PARTNERS, LLCOwnerMEMBER, ownership code E, domestic entity
Apr 2, 2012 to presentfactForm ADV

Registered with (35)

← Jon BartonAdvisorregistration: previous registration
Aug 10, 2011 to Jun 19, 2014factForm ADV
← DAVID BENJAMIN MERRITTAdvisorregistration: previous registration
Aug 29, 2012 to Jun 19, 2014factForm ADV
← PATRICK JONESAdvisorregistration: previous registration
Nov 2, 2010 to Jun 19, 2014factForm ADV
← ANDREW DAVID KLEISAdvisorregistration: previous registration
Apr 19, 2012 to Dec 31, 2012factForm ADV
← ANDREW DORRAdvisorregistration: previous registration
Nov 4, 2010 to Dec 31, 2012factForm ADV
← BENJAMIN L MORROWAdvisorregistration: previous registration
Nov 19, 2010 to Dec 31, 2012factForm ADV
← TODD CHRISTOPHER DOORENBOSAdvisorregistration: previous registration
Nov 4, 2010 to Dec 17, 2012factForm ADV
← KEVIN JOHN STEMBERGERAdvisorregistration: previous registration
Sep 27, 2010 to Sep 4, 2012factForm ADV
← ARTHUR DENNIS FRASCAAdvisorregistration: previous registration
Sep 27, 2010 to Sep 4, 2012factForm ADV
← TERRY DEAN WHEELERAdvisorregistration: previous registration
Feb 11, 2011 to Jul 18, 2012factForm ADV
← MICHELLE RENEE STOCKMANAdvisorregistration: previous registration
Jan 4, 2011 to Jul 6, 2012factForm ADV
← THOMAS ARTHUR KARSTENAdvisorregistration: previous registration
May 14, 2010 to May 25, 2012factForm ADV
← JEFFREY CHARLES PALADINIAdvisorregistration: previous registration
May 19, 2010 to May 25, 2012factForm ADV
← KAY MAYHUEAdvisorregistration: previous registration
May 6, 2010 to May 8, 2012factForm ADV
← BRAD LYNN CASTAdvisorregistration: previous registration
Sep 9, 2011 to May 8, 2012factForm ADV
← BLAINE GORDON MALCOLMAdvisorregistration: previous registration
May 7, 2010 to May 8, 2012factForm ADV
← JENNIFER COX MANNAdvisorregistration: previous registration
May 6, 2010 to May 8, 2012factForm ADV
← MATTHEW KYLE SHORESAdvisorregistration: previous registration
May 6, 2010 to May 8, 2012factForm ADV
← JON PAUL PATTINSONAdvisorregistration: previous registration
May 7, 2010 to May 8, 2012factForm ADV
← BRYAN ANDREW STRIKEAdvisorregistration: previous registration
Apr 28, 2010 to May 8, 2012factForm ADV
← ZACHARY BECKERLEYAdvisorregistration: previous registration
Jul 8, 2011 to May 8, 2012factForm ADV
← MONICA MARIE SIPESAdvisorregistration: previous registration
Feb 1, 2012 to May 8, 2012factForm ADV
← JAMES CURTIS BROWNFIELDAdvisorregistration: previous registration
Jan 3, 2008 to Dec 21, 2011factForm ADV
← HELEN BARBRE STEPHENSAdvisorregistration: previous registration
May 19, 2010 to Sep 28, 2011factForm ADV
← MATTHEW DAVID FRIEDRICHSENAdvisorregistration: previous registration
Feb 19, 2009 to Aug 22, 2011factForm ADV
← CHRISTOPHER ALAN UGLUMAdvisorregistration: previous registration
Nov 2, 2010 to Jun 29, 2011factForm ADV
← ROBIN LEIGHTON SKILLINGBERGAdvisorregistration: previous registration
May 7, 2010 to Apr 15, 2011factForm ADV
← GLEN DAVID AMASONAdvisorregistration: previous registration
Sep 21, 2010 to Jan 24, 2011factForm ADV
← LISA MARIE NELSONAdvisorregistration: previous registration
Feb 19, 2009 to Nov 30, 2010factForm ADV
← KIMBERLY ANNE VESELYAdvisorregistration: previous registration
May 6, 2010 to Nov 19, 2010factForm ADV
and 5 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a62ac9a-d886-d22e-7d5c-faa2bef7db4c
First observed: Apr 2, 2012
Last observed: Mar 28, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMMERCE WEALTH ADVISERS, LLC

CRD 144449

JOHNSTON, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a62ac9a-d886-d22e-7d5c-faa2bef7db4c

Data as of Mar 28, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, MARK, BARON

Cco

yes

01/2014

Mar 28, 2014

DEWAAY, DONALD, GENE

CHIEF EXECUTIVE OFFICER

yes

03/2007

Apr 2, 2012

Mar 28, 2014

DEWAAY, DONALD, GENE

MANAGING MEMBER

yes

03/2007

Apr 2, 2012

Mar 28, 2014

DFN PARTNERS, LLC

Member

yes

06/2006

Apr 2, 2012

Mar 28, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEWAAY CAPITAL MANAGEMENT, INC.

n/a

Former SEC adviser

$38.0M

yes

n/a

ALPHA MANAGEMENT, INC

n/a

yes

n/a

DCM PARTNERS, LTD

n/a

yes

n/a

DEWAAY BENEFIT ADMINISTRATORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 28, 2014

$10,357

n/a

2012

Mar 27, 2013

$1.4M

n/a

2011

Apr 2, 2012

$115M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$10,357

$1.4M

-99.3%

n/a