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P••••• B••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

P••••• B••••••• K•••

Advisor at N•••••• G•••• C••••••••• L••

LAKE MARY, FL

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Search this name across graphsid dfx:ria:a66fa8bf-cdb5-1b47-5175-7ff45b561f72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• G•••• C••••••••• L••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• G•••• C••••••••• L••	Institutional manager	Nov 8, 2022	n/a	yes	LAKE MARY, FL	Current employment
C•••••••• L••	Other adviser	Nov 12, 2020	Nov 1, 2022	no	LAKE MARY, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• L••	N•••••• G•••• C••••••••• L••	Nov 1, 2022	Nov 8, 2022	7	Firm change	Other
N•••••• G•••• C••••••••• L••	C•••••••• L••	Jun 30, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29722:140944:FL:2017-12-21	Dec 21, 2017	Apr 17, 2017	LAKE MARY, FL	Firm change after gap

Relationships

Registered with (5)

→ N•••••• G•••• C••••••••• L••Registered adviserregistration: previous registration
Apr 17, 2017 to Jun 30, 2020factForm ADV
→ C•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Nov 1, 2022factForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2011 to Dec 21, 2017factForm ADV
→ C•••• I••••••••• S••••••••• I•••

Dated events

Occurred
Nov 1, 2022
Advisor changed firm
P••••• B••••••• K••• left C•••••••• L•• for N•••••• G•••• C••••••••• L•• (registered 2022-11-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a66fa8bf-cdb5-1b47-5175-7ff45b561f72
First observed: Jan 30, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.