T•••• D•• C••

Advisor at E•••••••• M••• A•••• M••••••••• L••

DANVILLE, CA | Fountain Hills, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a67a4df0-8e93-b7a6-9e62-7d6f44c0de48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• M••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• M••• A•••• M••••••••• L••	Independent wealth	Jul 1, 2024	n/a	yes	Fountain Hills, AZ\|DANVILLE, CA	Current employment
C•••••• W••••• A•••••••• L••	Independent wealth	Jul 2, 2020	Jul 9, 2024	no	Fountain Hills, AZ\|SCOTTSDALE, AZ\|Fountain Hills, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• A•••••••• L••	E•••••••• M••• A•••• M••••••••• L••	Jul 9, 2024	Jul 1, 2024	-8	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•••••• W••••• A•••••••• L••	Jul 10, 2020	Jul 2, 2020

Relationships

Registered with (5)

→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jul 1, 2024 to presentfactForm ADV
→ C•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2020 to Jul 9, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 21, 2017 to Jul 10, 2020factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Occurred
Jul 9, 2024
Advisor changed firm
T•••• D•• C•• left C•••••• W••••• A•••••••• L•• for E•••••••• M••• A•••• M••••••••• L•• (registered 2024-07-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a67a4df0-8e93-b7a6-9e62-7d6f44c0de48
First observed: Jan 9, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.