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Advisor at ASSURANCE WEALTH MANAGEMENT
The Woodlands, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASSURANCE WEALTH MANAGEMENT | State registered | Jan 16, 2019 | n/a | yes | The Woodlands, TX | Current employment |
| POST OAK PRIVATE WEALTH ADVISORS | Independent wealth | Sep 29, 2017 | Jan 11, 2019 | no | HOUSTON, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 20, 2011 | Oct 2, 2017 | no | MAGNOLIA, TX|THE WOODLANDS, TX|TOMBALL, TX|MAGNOLIA, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| POST OAK PRIVATE WEALTH ADVISORS | ASSURANCE WEALTH MANAGEMENT | Jan 11, 2019 | Jan 16, 2019 | 5 | Firm change | RIA to state RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | POST OAK PRIVATE WEALTH ADVISORS | Oct 2, 2017 | Sep 29, 2017 | -3 | Firm change | Wirehouse to RIA |