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Advisor at ARAX ADVISORY PARTNERS
Houston, TX | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAX ADVISORY PARTNERS | Bd affiliated wealth | Jul 19, 2026 | n/a | yes | NEW YORK, NY|Houston, TX | Current employment |
| U.S. CAPITAL WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 30, 2021 | Jul 21, 2026 | no | AUSTIN, TX | Previous registration |
| USCA RIA LLC | Former SEC adviser | Mar 31, 2014 | Jun 30, 2021 | no | HOUSTON, TX | Previous registration |
| USCA ASSET MANAGEMENT LLC | Asset manager | Aug 17, 2006 | Mar 3, 2017 | no | HOUSTON, TX | Previous registration |
| HITHERLANE PARTNERS, LLC | n/a | Sep 8, 2000 | May 23, 2008 | no | HOUSTON, TX|BOCA RATON, FL|HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. CAPITAL WEALTH ADVISORS, LLC | ARAX ADVISORY PARTNERS | Jul 21, 2026 | Jul 19, 2026 | -2 | Bulk transfer | Ibd to ibd |
| USCA RIA LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | Jun 30, 2021 | Jun 30, 2021 | 0 | Bulk transfer | Ibd to RIA |
| USCA ASSET MANAGEMENT LLC | USCA RIA LLC | Mar 3, 2017 | Mar 31, 2014 | -1,068 | Firm change after gap | Other |
| HITHERLANE PARTNERS, LLC | USCA ASSET MANAGEMENT LLC | May 23, 2008 | Aug 17, 2006 | -645 | Firm change after gap | Other |