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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JODY DAVID BRUCE

Advisor at UNITED BROKERAGE SERVICES INC

Glen Allen, VA | Richmond, VA | Fredericksburg, VA

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Search this name across graphsid dfx:ria:a6919eaa-3c5c-a798-85c9-a6dd76cded46

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED BROKERAGE SERVICES INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 27, 2000
First registration: Mar 8, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4120968

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED BROKERAGE SERVICES INC	Bd affiliated wealth	Mar 16, 2022	n/a	yes	Glen Allen, VA\|Richmond, VA\|Fredericksburg, VA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Oct 9, 2019	Mar 22, 2022	no	GLEN ALLEN, VA\|North Bethesda, MD	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	May 24, 2017	Oct 7, 2019	no	MIDLOTHIAN, VA	Previous registration
NATIONWIDE SECURITIES, LLC	No RAUM reported	Feb 19, 2015	Apr 24, 2017	no	MIDLOTHIAN, VA\|MIDLOTHIAN, VA\|MIDLOTHIAN, VA\|GLEN ALLEN, VA\|MECHANICSVILLE, VA\|MECHANICSVILLE, VA\|GLEN ALLEN, VA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 8, 2001	Aug 20, 2002	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	UNITED BROKERAGE SERVICES INC	Mar 22, 2022	Mar 16, 2022	-6	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	PRUCO SECURITIES, LLC	Oct 7, 2019	Oct 9, 2019	2	Firm change	Ibd to ibd
NATIONWIDE SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Apr 24, 2017	May 24, 2017	30	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	NATIONWIDE SECURITIES, LLC	Aug 20, 2002	Feb 19, 2015	4,566	Firm change after gap	Other

Relationships

Registered with (5)

→ UNITED BROKERAGE SERVICES INCRegistered adviserregistration: current employment
Mar 16, 2022 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 9, 2019 to Mar 22, 2022factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 24, 2017 to Oct 7, 2019factForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 19, 2015 to Apr 24, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 8, 2001 to Aug 20, 2002factForm ADV

Dated events

Occurred
Mar 22, 2022
Advisor changed firm
Jody David Bruce left Pruco Securities, Llc for United Brokerage Services Inc (registered 2022-03-16)
Form ADVobserved 5 days ago