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Advisor at THE CLARK GROUP ASSET MANAGEMENT
DANA POINT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE CLARK GROUP ASSET MANAGEMENT | Independent wealth | Aug 7, 2019 | n/a | yes | DANA POINT, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 11, 2019 | Aug 1, 2019 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THE CLARK GROUP ASSET MANAGEMENT | Aug 1, 2019 | Aug 7, 2019 | 6 | Firm change | Wirehouse to RIA |