DFX Intelligence

C•••••••• A•••••••• S•• V••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••••• A•••••••• S•• V••

Advisor at N•••••••• B••••• B• L••

Briarcliff Manor, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:a694cb79-ac98-37ce-27f1-2fb92287a041

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Jul 16, 2026	n/a	yes	NEW YORK, NY\|Briarcliff Manor, NY	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Apr 17, 2025	Jul 10, 2026	no	STAMFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	N•••••••• B••••• B• L••	Jul 10, 2026	Jul 16, 2026	6	Firm change	Other

Relationships

Registered with (2)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Apr 17, 2025 to Jul 10, 2026factForm ADV

Dated events

Occurred
Jul 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a694cb79-ac98-37ce-27f1-2fb92287a041
First observed: Apr 17, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.