DFX Intelligence

C••••••••• P••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••••••• P••• K•••••

Advisor at A•••••••• F•••• M••••••••• L••

Huntersville, NC | Charlotte, NC

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Search this name across graphsid dfx:ria:a6975f1c-0562-3a8c-702c-33ddcc6b8c0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• F•••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 12, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• F•••• M••••••••• L••	Asset manager	Feb 2, 2026	n/a	yes	Huntersville, NC\|Charlotte, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 7, 2017	Apr 11, 2019	no	SHOREWOOD, WI\|MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A•••••••• F•••• M••••••••• L••	Apr 11, 2019	Feb 2, 2026	2,489	Firm change after gap	Other

Relationships

Registered with (2)

→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 7, 2017 to Apr 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6975f1c-0562-3a8c-702c-33ddcc6b8c0c
First observed: Dec 7, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.