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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 1b 10b

SPRINGS CAPITAL (HONG KONG) LIMITED

CRD 168321

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6986dfa-a4ed-5ce7-7894-0097fc09787e

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Mar 13, 2015 to Jun 5, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.14 institutional_share=0.85 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $7.2BItem 5.F on the latest filing (2026-06-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.2B
Private client RAUM: $23.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 16
Individual clients: 0
High net worth clients: 1
Private funds: 1Schedule D 7.B(1)
SEC number: 801-81164
CIK: 1680268
CRD: 168321
Filings on the tape: 28
First filed: Mar 13, 2015
Latest filed: Jun 5, 2026
Organised: Other (specify)
Website: springs-capital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SPRINGS CHINA OPPORTUNITIES MASTER FUND	Hedge Fund	$534M	Mar 28, 2024	123	Dec 10, 2013	reported	021-364891
SPRINGS OPPORTUNITIES FUND LP	Hedge Fund	$155M	Mar 28, 2024	7	Mar 29, 2019	reported	n/a
SPRINGS CAPITAL SPC - PRISMA SP	Hedge Fund	$69.8M	Apr 30, 2019	10	Mar 29, 2019	dropped	021-303946

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KAM, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Jan 18, 2024	Mar 28, 2024
SPRINGS CAPITAL LIMITED	Shareholder	E	yes	11/2010	Mar 31, 2017	Mar 28, 2024
TIAN, JING	Director	Na	yes	11/2010	Mar 13, 2015	Mar 28, 2024
ZHAO, JUN	Shareholder	E	yes	06/2007	Mar 13, 2015	Mar 28, 2024
ZHAO, JUN	Director	Na	yes	05/2023	Mar 13, 2015	Mar 28, 2024
Li, Chao	NON-EXECUTIVE DIRECTOR	Na	no	09/2021	Nov 17, 2021	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DANSQ LIMITED	n/a	n/a	n/a	Y	no	n/a
SHANGHAI SHAN SHUI NIAN INVESTMENT MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
SPRINGS CAPITAL (BEIJING) LIMITED	n/a	n/a	n/a	N	yes	n/a
SPRINGS CAPITAL (SHANGHAI) LIMITED	n/a	n/a	n/a	N	yes	n/a
SPRINGS CAPITAL JINLI (SHANGHAI) LIMITED	n/a	n/a	n/a	N	yes	n/a
SPRINGS CAPITAL LIMITED	n/a	n/a	n/a	Y	no	n/a
SPRINGS CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD.	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$7.2B	$7.2B	17	11	0	1	n/a
2024	Mar 27, 2025	$5.5B	$5.5B	16	7	0	2	n/a
2023	Mar 28, 2024	$4.6B	$4.6B	13	6	0	2	$689M
2022	Mar 31, 2023	$5.0B	$5.0B	12	4	0	2	$1.0B
2021	Mar 31, 2022	$7.0B	$7.0B	10	4	0	2	$1.4B
2020	Mar 30, 2021	$6.6B	$6.6B	11	5	0	2	$1.3B
2019	Mar 30, 2020	$4.0B	$4.0B	12	6	0	2	$717M
2018	Mar 29, 2019	$2.4B	$2.4B	8	4	0	3	$572M
2017	Mar 29, 2018	$3.0B	$3.0B	9	5	0	1	$446M
2016	Mar 31, 2017	$1.6B	$1.6B	9	5	n/a	1	$302M
2015	Mar 30, 2016	$1.6B	$1.6B	9	4	n/a	1	$380M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.2B	$5.5B	30.8%	$5.0B	12.6%	17	16	0	0

Relationships

Advises (3)

→ SPRINGS CHINA OPPORTUNITIES MASTER FUNDPrivate fundHedge Fund, IA
Dec 10, 2013 to presentfactForm ADV
→ SPRINGS OPPORTUNITIES FUND LPPrivate fundHedge Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ SPRINGS CAPITAL SPC - PRISMA SPPrivate fundHedge Fund, IA, no longer reported
Mar 29, 2019 to Apr 30, 2019factForm ADV

Controls (4)

← SPRINGS CAPITAL LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 31, 2017 to Mar 28, 2024factForm ADV
← ZHAO, JUNOwnerSHAREHOLDER, ownership code E, individual
Mar 13, 2015 to Mar 28, 2024factForm ADV
← TIAN, JINGOwnerDIRECTOR, ownership code NA, individual
Mar 13, 2015 to Mar 28, 2024factForm ADV
← KAM, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 18, 2024 to Mar 28, 2024factForm ADV

Owns (1)

← Li, ChaoOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Nov 17, 2021 to Mar 28, 2024factForm ADV

Dated events

Occurred
Apr 29, 2026
Regulatory AUM changed
Springs Capital (Hong Kong) Limited reported RAUM $7.2B, up 31% from $5.5B (2025-05-19 to 2026-04-29)
Form ADVobserved 4 days ago
$1.7B
Occurred
Jan 18, 2024
Control person left
Kin-Tak David Lau (Chief Compliance Officer) no longer on Schedule A of Springs Capital (Hong Kong) Limited (listed 2023-04-26, absent 2024-01-18)
Form ADVobserved 4 days ago
Occurred
Jan 18, 2024
Control person joined
Anthony Kam (Head Of Compliance) appeared on Schedule A of Springs Capital (Hong Kong) Limited
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Springs Capital (Hong Kong) Limited reported RAUM $5.0B, down 28% from $7.0B (2022-03-31 to 2023-03-31)
Form ADVobserved 4 days ago
$-1.9B
Occurred
Mar 30, 2021
Regulatory AUM changed
Springs Capital (Hong Kong) Limited reported RAUM $6.6B, up 65% from $4.0B (2020-04-30 to 2021-03-30)
Form ADVobserved 4 days ago
$2.6B
Occurred
Mar 30, 2020
Regulatory AUM changed
Springs Capital (Hong Kong) Limited reported RAUM $4.0B, up 65% from $2.4B (2019-04-30 to 2020-03-30)
Form ADVobserved 4 days ago
$1.6B
Occurred
Mar 29, 2018
Regulatory AUM changed
Springs Capital (Hong Kong) Limited reported RAUM $3.0B, up 90% from $1.6B (2017-04-28 to 2018-03-29)
Form ADVobserved 4 days ago
$1.4B
Occurred
Mar 13, 2015
First Form ADV filing
Springs Capital (Hong Kong) Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6986dfa-a4ed-5ce7-7894-0097fc09787e
First observed: Mar 13, 2015
Last observed: Jun 5, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPRINGS CAPITAL (HONG KONG) LIMITED

CRD 168321

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6986dfa-a4ed-5ce7-7894-0097fc09787e

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SPRINGS CHINA OPPORTUNITIES MASTER FUND

Hedge Fund

$534M

Mar 28, 2024

123

Dec 10, 2013

reported

021-364891

SPRINGS OPPORTUNITIES FUND LP

Hedge Fund

$155M

Mar 28, 2024

Mar 29, 2019

reported

n/a

SPRINGS CAPITAL SPC - PRISMA SP

Hedge Fund

$69.8M

Apr 30, 2019

Mar 29, 2019

dropped

021-303946

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KAM, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

01/2024

Jan 18, 2024

Mar 28, 2024

SPRINGS CAPITAL LIMITED

Shareholder

yes

11/2010

Mar 31, 2017

Mar 28, 2024

TIAN, JING

Director

yes

11/2010

Mar 13, 2015

Mar 28, 2024

ZHAO, JUN

Shareholder

yes

06/2007

Mar 13, 2015

Mar 28, 2024

ZHAO, JUN

Director

yes

05/2023

Mar 13, 2015

Mar 28, 2024

Li, Chao

NON-EXECUTIVE DIRECTOR

09/2021

Nov 17, 2021

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DANSQ LIMITED

n/a

SHANGHAI SHAN SHUI NIAN INVESTMENT MANAGEMENT LIMITED

n/a

yes

n/a

SPRINGS CAPITAL (BEIJING) LIMITED

n/a

yes

n/a

SPRINGS CAPITAL (SHANGHAI) LIMITED

n/a

yes

n/a

SPRINGS CAPITAL JINLI (SHANGHAI) LIMITED

n/a

yes

n/a

SPRINGS CAPITAL LIMITED

n/a

SPRINGS CAPITAL MANAGEMENT (SINGAPORE) PTE. LTD.

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$7.2B

n/a

2024

Mar 27, 2025

$5.5B

n/a

2023

Mar 28, 2024

$4.6B

$689M

2022

Mar 31, 2023

$5.0B

$1.0B

2021

Mar 31, 2022

$7.0B

$1.4B

2020

Mar 30, 2021

$6.6B

$1.3B

2019

Mar 30, 2020

$4.0B

$717M

2018

Mar 29, 2019

$2.4B

$572M

2017

Mar 29, 2018

$3.0B

$446M

2016

Mar 31, 2017

$1.6B

n/a

$302M

2015

Mar 30, 2016

$1.6B

n/a

$380M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$7.2B

$5.5B

30.8%

$5.0B

12.6%