DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••• C•••••• •••• K•••• L••••••
Latest filing Jun 5, 2026
First filing on the tape Mar 13, 2015 · 28 filings
SEC status approved since Mar 19, 2015
RAUM
$7.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.3%
$23.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$7.2B as of Jun 5, 2026
Mar 30, 2016$1.6B then
HNW client RAUM$23.5M as of Jun 5, 2026
Mar 30, 2021$22.6M then
State-registered IARs (5.B.3)0 as of Jun 5, 2026
Mar 30, 20160 then
Employees (5.A)17 as of Jun 5, 2026
Mar 30, 20169 then
Private funds1 as of Jun 5, 2026
Mar 30, 20161 then
RAUM +31% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $23.5MderivedHNW RAUM over HNW clients
- Average account
- $448MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 85%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$6.0B84%
- Pooled investment vehicles$989M14%
- Pension and profit-sharing plans$81.3M1.1%
- Corporations and businesses$78.6M1.1%
- High-net-worth individuals$23.5M0.3%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.14 institutional_share=0.85 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• C•••• O••••••••• M••••• F••• | Hedge Fund | $534M | 123 | Dec 10, 2013 |
| S•••••• O••••••••• F••• L• | Hedge Fund | $155M | 7 | Mar 29, 2019 |
| S•••••• C•••••• S•• • P••••• S•no longer reported | Hedge Fund | $69.8M | 10 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- K••• A•••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- T•••• J••• · Directorcontrolsince 11/2010 · owns less than 5%
- Z•••• J•• · Directorcontrolsince 05/2023 · owns less than 5%
- Z•••• J•• · Shareholdercontrolsince 06/2007 · owns 75% or more of S•••••• C•••••• L••••••
- L•• C••• · Non-Executive Directorsince 09/2021 · owns less than 5%
Entity owners
- S•••••• C•••••• L•••••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- D•••• L••••••pooled vehicle sponsory
- S••••••• S••• S••• N••• I••••••••• M••••••••• L••••••pooled vehicle sponsorn
- S•••••• C•••••• •••••••• L••••••investment adviserpooled vehicle sponsorn
- S•••••• C•••••• ••••••••• L••••••investment advisern
- S•••••• C•••••• J•••• ••••••••• L••••••pooled vehicle sponsorn
- S•••••• C•••••• L••••••investment adviserbankpooled vehicle sponsory
- S•••••• C•••••• M••••••••• ••••••••• P••• L•••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 17 to 16May 19, 2025 to Apr 29, 2026
- Advisory employees · 7 to 11May 19, 2025 to Apr 29, 2026
- Pooled vehicle clients · 6 to 7May 19, 2025 to Apr 29, 2026
- Employees · 16 to 17May 19, 2025 to Apr 29, 2026
- Private funds · 2 to 1May 19, 2025 to Apr 29, 2026
- Discretionary RAUM · $5.5B to $7.2BMay 19, 2025 to Apr 29, 2026
- HNW RAUM · $15.5M to $23.5MMay 19, 2025 to Apr 29, 2026
- Pension RAUM · $51.7M to $81.3MMay 19, 2025 to Apr 29, 2026
- Pooled vehicle RAUM · $589M to $989MMay 19, 2025 to Apr 29, 2026
- RAUM · $5.5B to $7.2BMay 19, 2025 to Apr 29, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 19, 2025
- Accounts · 20 to 17Mar 28, 2024 to Mar 27, 2025
- Advisory employees · 6 to 7Mar 28, 2024 to Mar 27, 2025
- Corporate clients · 3 to 2Mar 28, 2024 to Mar 27, 2025
- Pension plan clients · 2 to 1Mar 28, 2024 to Mar 27, 2025
- Employees · 13 to 16Mar 28, 2024 to Mar 27, 2025
- HQ state · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $4.6B to $5.5BMar 28, 2024 to Mar 27, 2025
- HNW RAUM · $13.1M to $15.5MMar 28, 2024 to Mar 27, 2025
- Pension RAUM · $71.8M to $51.7MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $694M to $589MMar 28, 2024 to Mar 27, 2025
- RAUM · $4.6B to $5.5BMar 28, 2024 to Mar 27, 2025
- Accounts · 21 to 20Jan 30, 2024 to Mar 28, 2024
- Advisory employees · 4 to 6Jan 30, 2024 to Mar 28, 2024
- Employees · 12 to 13Jan 30, 2024 to Mar 28, 2024
- Discretionary RAUM · $5.0B to $4.6BJan 30, 2024 to Mar 28, 2024
- HNW RAUM · $15.9M to $13.1MJan 30, 2024 to Mar 28, 2024
- Pension RAUM · $86.5M to $71.8MJan 30, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.0B to $694MJan 30, 2024 to Mar 28, 2024
- RAUM · $5.0B to $4.6BJan 30, 2024 to Mar 28, 2024
- Accounts · 20 to 21Mar 31, 2022 to Mar 31, 2023
- Advisory activities · 2 to 3Mar 31, 2022 to Mar 31, 2023
- Pension plan clients · 0 to 2Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 6Mar 31, 2022 to Mar 31, 2023
- Employees · 10 to 12Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.0B to $5.0BMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $21.5M to $15.9MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · unset to 86474657.0Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.6B to $1.0BMar 31, 2022 to Mar 31, 2023
- RAUM · $7.0B to $5.0BMar 31, 2022 to Mar 31, 2023
Signals
8 dated events
- S•••••• C•••••• •••• K•••• L•••••• reported RAUM $7.2B, up 31% from $5.5B (2025-05-19 to 2026-04-29)Apr 29, 2026 · RAUM change · derived
- Anthony Kam (Head Of Compliance) appeared on Schedule A of S•••••• C•••••• •••• K•••• L••••••Jan 18, 2024 · Control person joined · fact
- Kin-Tak David Lau (Chief Compliance Officer) no longer on Schedule A of S•••••• C•••••• •••• K•••• L•••••• (listed 2023-04-26, absent 2024-01-18)Jan 18, 2024 · Control person left · inference
- S•••••• C•••••• •••• K•••• L•••••• reported RAUM $5.0B, down 28% from $7.0B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- S•••••• C•••••• •••• K•••• L•••••• reported RAUM $6.6B, up 65% from $4.0B (2020-04-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- S•••••• C•••••• •••• K•••• L•••••• reported RAUM $4.0B, up 65% from $2.4B (2019-04-30 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- S•••••• C•••••• •••• K•••• L•••••• reported RAUM $3.0B, up 90% from $1.6B (2017-04-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- S•••••• C•••••• •••• K•••• L•••••• filed its initial SEC registration (Form ADV)Mar 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/72629005reportedpublic record, Form ADV, Sep 18, 2026
- Website
- S••••••-CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 852-22591601/22591619reportedpublic record, Form ADV, Jun 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026