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Advisor at CAPITAL INVESTMENT PARTNERS LLC
GAINESVILLE, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT PARTNERS LLC | State registered | Jul 31, 2020 | n/a | yes | GAINESVILLE, GA | Current employment |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Bd affiliated wealth | Feb 27, 2017 | Oct 22, 2020 | no | GAINESVILLE, GA|ORLANDO, FL | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Jun 30, 2006 | Jan 20, 2017 | no | GAINESVILLE, GA|GAINESVILLE, GA|ATLANTA, GA | Previous registration |
| USALLIANZ SECURITIES, INC. | n/a | Sep 22, 2004 | Nov 15, 2005 | no | GAINESVILLE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | CAPITAL INVESTMENT PARTNERS LLC | Oct 22, 2020 | Jul 31, 2020 | -83 | Firm change after gap | Ibd to state RIA |
| CONCOURSE FINANCIAL GROUP ADVISORS | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Jan 20, 2017 | Feb 27, 2017 | 38 | Firm change | Other |
| USALLIANZ SECURITIES, INC. | CONCOURSE FINANCIAL GROUP ADVISORS | Nov 15, 2005 | Jun 30, 2006 | 227 | Firm change | Other |