RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B•••• G••••••
- C•••••• I••••••••• P••••••• L•• state registered currentsince Jul 31, 2020 · Gainesville, Ga
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedFeb 27, 2017 to Oct 22, 2020 · Gainesville, Ga
- C•••••••• F•••••••• G•••• A••••••• formerJun 30, 2006 to Jan 20, 2017 · Gainesville, Ga
- U•••••••• S••••••••• I••• unclassifiedSep 22, 2004 to Nov 15, 2005 · Gainesville, Ga
- I••••••••• A••••• I••••••••• M••••••••• L•• to C•••••• I••••••••• P••••••• L••left Oct 22, 2020, registered Jul 31, 2020 (-83 days) · Affiliated broker-dealer or bank to a state-registered adviser
- C•••••••• F•••••••• G•••• A••••••• to I••••••••• A••••• I••••••••• M••••••••• L••left Jan 20, 2017, registered Feb 27, 2017 (38 days) · Other
- U•••••••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Nov 15, 2005, registered Jun 30, 2006 (227 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address