DFX Intelligence

L••• M••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

L••• M••• J•••••

Advisor at V•••• F•••••••• A•••••••• I•••

LINTHICUM HEIGHTS, MD

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Search this name across graphsid dfx:ria:a69d72ba-0456-31eb-0ec1-4f4806b935db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	May 24, 2017	n/a	yes	LINTHICUM HEIGHTS, MD	Current employment
K••• P••••• L••	Independent wealth	Jan 2, 2015	May 22, 2017	no	HUNTSVILLE, AL\|VIENNA, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••• P••••• L••	V•••• F•••••••• A•••••••• I•••	May 22, 2017	May 24, 2017	2	Firm change	Other
K••• P•••• A•••••••• L••	K••• P••••• L••	Dec 31, 2014	Jan 2, 2015

Relationships

Registered with (4)

→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
May 24, 2017 to presentfactForm ADV
→ K••• P••••• L••Registered adviserregistration: previous registration
Jan 2, 2015 to May 22, 2017factForm ADV
→ K••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2009 to Dec 31, 2014factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a69d72ba-0456-31eb-0ec1-4f4806b935db
First observed: Nov 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.