DFX Intelligence

C••••• S••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••••• S••••• F•••

Advisor at S•••••• F•••••••• G••••• L•••••

Mayfield Heights, OH | AKRON, OH

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Search this name across graphsid dfx:ria:a6a02847-a8db-988b-a3d0-04e6e967de6d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jan 12, 2022	n/a	yes	AKRON, OH\|Mayfield Heights, OH	Current employment
N•• F•••••••• P•••••••	Former SEC adviser	Jul 8, 2020	Nov 7, 2022	no	MAYFIELD HEIGHTS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• F•••••••• P•••••••	S•••••• F•••••••• G••••• L•••••	Nov 7, 2022	Jan 12, 2022	-299	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
120086:117756:OH:2022-11-07	Nov 7, 2022	Jan 12, 2022	MAYFIELD HEIGHTS, OH	Firm change after gap

Relationships

Registered with (2)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Jan 12, 2022 to presentfactForm ADV
→ N•• F•••••••• P•••••••Registered adviserregistration: previous registration
Jul 8, 2020 to Nov 7, 2022factForm ADV

Dated events

Occurred
Nov 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6a02847-a8db-988b-a3d0-04e6e967de6d
First observed: Jul 8, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.