A••• G••••

Advisor at O••• C•••••• L••

WAUKEE, IA | BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6a5314b-2301-52ce-2243-82b554815317

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• C•••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• C•••••• L••	Asset manager	Mar 17, 2023	n/a	yes	BOCA RATON, FL\|WAUKEE, IA	Current employment
T••••••• A•••• M••••••••• L••	Independent wealth	Mar 17, 2023	Jan 2, 2025	no	WAUKEE, IA\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••• M••••••••• L••	O••• C•••••• L••	Jan 2, 2025	Mar 17, 2023	-657	Firm change after gap	Other
T••••••• C••••••• L••	T••••••• A•••• M••••••••• L••	Mar 17, 2023	Mar 17, 2023

Relationships

Registered with (3)

→ O••• C•••••• L••Registered adviserregistration: current employment
Mar 17, 2023 to presentfactForm ADV
→ T••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 17, 2023 to Jan 2, 2025factForm ADV
→ T••••••• C••••••• L••Registered adviserregistration: previous registration
Mar 12, 2019 to Mar 17, 2023factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6a5314b-2301-52ce-2243-82b554815317
First observed: Mar 12, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.