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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

BRENDAN LEE BIRUK

Advisor at LPL FINANCIAL LLC

WASHINGTON CROSSING, PA

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Search this name across graphsid dfx:ria:a6aa45e3-54e2-028b-ddc1-a6809edaaeb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 1, 1999
First registration: Jun 5, 2002
Dual registered: yes, broker-dealer
Other names: BRENDAN LEE BIRUK|BRENDAN LEE LEE BIRUK
IAPD individual key: 3162636

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 21, 2021	n/a	yes	WASHINGTON CROSSING, PA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 16, 2009	Feb 18, 2021	no	NEWTOWN, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 4, 2003	Jan 22, 2009	no	YARDLEY, PA\|YARDLEY, PA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 5, 2002	Apr 17, 2003	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	LPL FINANCIAL LLC	Feb 18, 2021	Jan 21, 2021	-28	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Jan 22, 2009	Jan 16, 2009	-6	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 17, 2003	Apr 4, 2003	-13	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 21, 2021 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 16, 2009 to Feb 18, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 4, 2003 to Jan 22, 2009factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 5, 2002 to Apr 17, 2003factForm ADV

Dated events

No dated event names this entity yet.