DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

JOHN DAVID ANDERSON

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MIAMISBURG, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6ab1c1c-10b8-239f-6b2d-28b7d9ec8eef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 27, 2011
First registration: May 2, 2012
Dual registered: yes, broker-dealer
Other names: JACK DAVID ANDERSON
IAPD individual key: 5965847

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 5, 2015	n/a	yes	MIAMISBURG, OH	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 3, 2013	Oct 16, 2015	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	May 2, 2012	Mar 5, 2013	no	COVINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 16, 2015	Nov 5, 2015	20	Firm change	Other
STRATEGIC ADVISERS LLC	PNC WEALTH MANAGEMENT	Mar 5, 2013	Apr 3, 2013	29	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:7691:OH:2015-10-06	Oct 16, 2015	Nov 5, 2015	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Nov 5, 2015 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 3, 2013 to Oct 16, 2015factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
May 2, 2012 to Mar 5, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6ab1c1c-10b8-239f-6b2d-28b7d9ec8eef
First observed: May 2, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN DAVID ANDERSON

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MIAMISBURG, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6ab1c1c-10b8-239f-6b2d-28b7d9ec8eef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:45 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Nov 5, 2015

n/a

yes

MIAMISBURG, OH

Current employment

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Apr 3, 2013

Oct 16, 2015

COLUMBUS, OH|COLUMBUS, OH

Previous registration

STRATEGIC ADVISERS LLC

National bd RIA

May 2, 2012

Mar 5, 2013

COVINGTON, KY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PNC WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 16, 2015

Nov 5, 2015

Firm change

Other

STRATEGIC ADVISERS LLC

PNC WEALTH MANAGEMENT

Mar 5, 2013

Apr 3, 2013

Firm change

Other

Team

Left

Joined

From

Kind

129052:7691:OH:2015-10-06

Oct 16, 2015

Nov 5, 2015

COLUMBUS, OH

Firm change