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H••••• R••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

H••••• R••••• B••••••

Advisor at C•••••• P••••••• I••••••••• G•••• L••

Victor, NY | C••••••, IL

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Search this name across graphsid dfx:ria:a6ad02a6-9316-a59b-6770-bc1a308ca1cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P••••••• I••••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P••••••• I••••••••• G•••• L••	Independent wealth	Jun 6, 2023	n/a	yes	C••••••, IL\|Victor, NY	Current employment
N••••••••• F•••••••• P•••••••• L••	Independent wealth	Feb 18, 2021	Aug 14, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• F•••••••• P•••••••• L••	C•••••• P••••••• I••••••••• G•••• L••	Aug 14, 2023	Jun 6, 2023	-69	Firm change after gap	RIA to RIA
W••• S••••• F•••••••• G••••• I••	N••••••••• F•••••••• P•••••••• L••	Dec 31, 2015

Relationships

Registered with (4)

→ C•••••• P••••••• I••••••••• G•••• L••Registered adviserregistration: current employment
Jun 6, 2023 to presentfactForm ADV
→ N••••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 18, 2021 to Aug 14, 2023factForm ADV
→ W••• S••••• F•••••••• G••••• I••Registered adviserregistration: previous registration
Jul 29, 2011 to Dec 31, 2015factForm ADV
→ E••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Aug 14, 2023
Advisor changed firm
H••••• R••••• B•••••• left N••••••••• F•••••••• P•••••••• L•• for C•••••• P••••••• I••••••••• G•••• L•• (registered 2023-06-06)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6ad02a6-9316-a59b-6770-bc1a308ca1cd
First observed: Dec 23, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.