DFX Intelligence

M•••• L•••••• U••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M•••• L•••••• U••••••

Advisor at R••••• W• B•••• • C•• I•••••••••

MILWAUKEE, WI | New Berlin, WI

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Search this name across graphsid dfx:ria:a6b10d90-67e6-5922-12fb-840ed63837ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	May 2, 2012	n/a	yes	MILWAUKEE, WI\|New Berlin, WI	Current employment
A•••••••• F•••• M••••••••• L••	Asset manager	Sep 28, 2010	Apr 27, 2012	no	MENOMONEE FALLS, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• F•••• M••••••••• L••	R••••• W• B•••• • C•• I•••••••••	Apr 27, 2012	May 2, 2012	5	Firm change	Other

Relationships

Registered with (2)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
May 2, 2012 to presentfactForm ADV
→ A•••••••• F•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2010 to Apr 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6b10d90-67e6-5922-12fb-840ed63837ed
First observed: Sep 28, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.