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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

RONNIE JOHN SOTO

Advisor at CETERA INVESTMENT ADVISERS LLC

SALEM, OR

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Search this name across graphsid dfx:ria:a6b4b9c3-168c-e852-95fd-e74f180f4f18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 14, 1992
First registration: Jan 16, 2009
Dual registered: yes, broker-dealer
Other names: RONNIE JOHN SOTO|RONNIE JOHN SOTO|RONNIE SOTO|RONNIE ALEX SOTO|RON SOTO
IAPD individual key: 2058674

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	SALEM, OR	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Apr 24, 2018	Dec 2, 2020	no	SALEM, OR	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Feb 10, 2014	Apr 19, 2018	no	Salem, OR\|SALEM, OR\|Salem, OR\|Salem, OR\|SALEM, OR\|Salem, OR\|Keizer, OR	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 23, 2009	Feb 4, 2014	no	SALEM, OR	Previous registration
WADDELL & REED	Former SEC adviser	Jan 16, 2009	Nov 11, 2009	no	SALEM, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Dec 2, 2020	Mar 21, 2024	1,205	Firm change after gap	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Apr 19, 2018	Apr 24, 2018	5	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Feb 4, 2014	Feb 10, 2014	6	Firm change	Other
WADDELL & REED	WELLS FARGO ADVISORS	Nov 11, 2009	Nov 23, 2009	12	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 24, 2018 to Dec 2, 2020factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 10, 2014 to Apr 19, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 23, 2009 to Feb 4, 2014factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 16, 2009 to Nov 11, 2009factForm ADV

Dated events

No dated event names this entity yet.