DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• J••• S•••

C••••• I••••••••• A••••••• L••BD affiliatedSalem, Ordual registrantIAPD 2058674

Feed of 09/14/2026

Also filed as R••••• J••• S•••

At current firm

2 y

since Mar 21, 2024

In the industry

34 y

since Feb 14, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 21, 2024 · Salem, Or
U••• B•••••• A•••••••• L•• BD affiliated
Apr 24, 2018 to Dec 2, 2020 · Salem, Or
U••• B•••••• I••••••••• I••• former
Feb 10, 2014 to Apr 19, 2018 · Salem, Or
W•••• F•••• A••••••• wirehouse
Nov 23, 2009 to Feb 4, 2014 · Salem, Or
W•••••• • R••• former
Jan 16, 2009 to Nov 11, 2009 · Salem, Or

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 2, 2020, registered Mar 21, 2024 (1205 days) · Affiliated broker-dealer or bank to another
U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Apr 19, 2018, registered Apr 24, 2018 (5 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Feb 4, 2014, registered Feb 10, 2014 (6 days) · Other
W•••••• • R••• to W•••• F•••• A•••••••
left Nov 11, 2009, registered Nov 23, 2009 (12 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address