DFX Intelligence

P••••••• A•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

P••••••• A•• F•••••

Advisor at M•••••• W••••• M••••••••• L•

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:a6b893db-dcd4-21d8-8b30-84c632def715

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• M••••••••• L•	Independent wealth	Sep 7, 2011	n/a	yes	SANTA BARBARA, CA	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jul 3, 2008	Sep 9, 2011	no	SANTA BARBARA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	M•••••• W••••• M••••••••• L•	Sep 9, 2011	Sep 7, 2011	-2	Firm change	Other
M••••• A•••••••	M••••• G••••• A••••••• I•••	Jun 30, 2008	Jul 3, 2008

Relationships

Registered with (3)

→ M•••••• W••••• M••••••••• L•Registered adviserregistration: current employment
Sep 7, 2011 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jul 3, 2008 to Sep 9, 2011factForm ADV
→ M••••• A•••••••Registered adviserregistration: previous registration
Mar 31, 1998 to Jun 30, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6b893db-dcd4-21d8-8b30-84c632def715
First observed: Mar 31, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.