This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$27.9MItem 5.F on the latest filing (2025-05-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$27.9M

Private client RAUM

$27.9MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$14.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

127

Individual clients

40

High net worth clients

14

Custody, client assets

$27.9M

SEC number

801-132030

CRD

334805

Filings on the tape

3

First filed

Feb 27, 2025

Latest filed

May 15, 2025

Organised

Limited Liability Company, CA

• Occurred

  Jul 1, 2025
  Left the SEC roster

  Ap Investment Management no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $27.9M)

  Form ADVobserved 6 days ago
  $27.9M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a6c3dc63-debc-0959-09b3-368c60faa746

First observed

Feb 27, 2025

Last observed

May 15, 2025 16 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.