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RIA / WealthAdvisorCertified Financial Planner12 years in industry

ANITHAH NEELAKANDA-PILLAI

Advisor at AP INVESTMENT MANAGEMENT

MOUNTAIN VIEW, CA

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Search this name across graphsid dfx:ria:d7545ebf-c1a6-d0d7-56b4-c8996f3e0d36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AP INVESTMENT MANAGEMENT
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 5, 2014
First registration: Jun 3, 2015
Dual registered: no
Other names: Anithah Pillai|ANITHAH NEELAKANDAPILLAI
IAPD individual key: 6407131

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AP INVESTMENT MANAGEMENT	Former SEC adviser	Feb 27, 2025	n/a	yes	MOUNTAIN VIEW, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 1, 2020	Mar 11, 2025	no	FREMONT, CA\|MOUNTAIN VIEW, CA\|Mountain View, CA\|ROSEVILLE, CA\|FREMONT, CA	Previous registration
EK RILEY INVESTMENTS, LLC	Former SEC adviser	Dec 16, 2015	Nov 6, 2020	no	Menlo Park, CA\|SEATTLE, WA\|SEATTLE, WA\|Seattle, WA\|Mountain View, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 3, 2015	Dec 17, 2015	no	REDWOOD CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	AP INVESTMENT MANAGEMENT	Mar 11, 2025	Feb 27, 2025	-12	Firm change	Ibd to new firm
EK RILEY INVESTMENTS, LLC	LPL FINANCIAL LLC	Nov 6, 2020	Oct 1, 2020	-36	Bulk transfer	RIA to ibd
LPL FINANCIAL LLC	EK RILEY INVESTMENTS, LLC	Dec 17, 2015	Dec 16, 2015	-1	Firm change	Other

Relationships

Registered with (3)

→ AP INVESTMENT MANAGEMENTRegistered adviserregistration: current employment
Feb 27, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 1, 2020 to Mar 11, 2025factForm ADV
→ EK RILEY INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 16, 2015 to Nov 6, 2020factForm ADV

Dated events

Occurred
Mar 11, 2025
Advisor changed firm
Anithah Neelakanda-Pillai left Lpl Financial Llc for Ap Investment Management (registered 2025-02-27)
Form ADVobserved 6 days ago