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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JAMES CAMERON MUSGRAVE

Advisor at REGAL INVESTMENT ADVISORS LLC

Silver Spring, MD | KENTWOOD, MI

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Search this name across graphsid dfx:ria:a6c51159-58e7-82a0-d742-90ab7dacb20a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 12, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 10, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 10, 1998
First registration: May 12, 1999
Dual registered: yes, broker-dealer
Other names: JIM MUSGRAVE|JAMES CAMERON MUSGRAVE
IAPD individual key: 2997304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jun 20, 2023	n/a	yes	KENTWOOD, MI\|Silver Spring, MD	Current employment
RESEARCH FINANCIAL STRATEGIES	Independent wealth	Jan 24, 2012	Aug 9, 2022	no	SILVER SPRING, MD\|ROCKVILLE, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 8, 2006	Aug 7, 2012	no	COLUMBIA, MD\|SILVER SPRING, MD\|WOODBINE, MD\|ROCKVILLE, MD	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 12, 1999	Feb 1, 2005	no	CATONSVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RESEARCH FINANCIAL STRATEGIES	REGAL INVESTMENT ADVISORS LLC	Aug 9, 2022	Jun 20, 2023	315	Firm change	RIA to ibd
LPL FINANCIAL LLC	RESEARCH FINANCIAL STRATEGIES	Aug 7, 2012	Jan 24, 2012	-196	Firm change after gap	Other
OSAIC FA, INC.	LPL FINANCIAL LLC	Feb 1, 2005	Aug 8, 2006	553	Firm change after gap	Other

Relationships

Registered with (4)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Jun 20, 2023 to presentfactForm ADV
→ RESEARCH FINANCIAL STRATEGIESRegistered adviserregistration: previous registration
Jan 24, 2012 to Aug 9, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 8, 2006 to Aug 7, 2012factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 12, 1999 to Feb 1, 2005factForm ADV

Dated events

Occurred
Aug 9, 2022
Advisor changed firm
James Cameron Musgrave left Research Financial Strategies for Regal Investment Advisors Llc (registered 2023-06-20)
Form ADVobserved 6 days ago