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P•••••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P•••••• C•••••• M••••••••• I•••

CRD 120634

LARKSPUR, CA

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Search this name across graphsid dfx:ria:a6cabb11-568d-2e57-f633-0e30dd4dedc3

Data as of Feb 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 1
Observed: Feb 15, 2012 to Feb 27, 2023
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

P•••••• C•••••• M••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $200M••• Locked
Discretionary RAUM: $188M
P•••••• client RAUM: $171Mderived••• Locked
P•••••• client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•• R••• R••••• F•••• L•	Other P•••••• Fund	$1.0M	Jun 19, 2020	19	Feb 15, 2012	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••• C••••••• J•••••	Ceo	E	yes	04/2002	Feb 15, 2012	Feb 27, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$200M	$218M	-8.2%	$150M	10.2%	2	3	0	1

Relationships

Controls (1)

← R••••• C••••••• J•••••OwnerCEO, ownership code E, individual
Feb 15, 2012 to presentfactForm ADV

Registered with (3)

← C•••••• J••••• R••••Advisorregistration: previous registration
Apr 7, 2009 to Oct 25, 2023factForm ADV
← Summer Erika RamosAdvisorregistration: previous registration
Oct 7, 2020 to Oct 18, 2023factForm ADV
← JAMES HENRY MOORE

Dated events

Occurred
Oct 25, 2023
Advisor changed firm
Charles Joseph Ramos left P•••••• C•••••• M••••••••• I••• for Geneos Wealth Management, Inc. (registered 2011-01-05)
Form ADVobserved 7 days ago
Occurred
Oct 18, 2023
Advisor changed firm
Summer Erika Ramos left P•••••• C•••••• M••••••••• I••• for Beacon Pointe Advisors, Llc (registered 2026-02-23)
Form ADVobserved 7 days ago
Occurred
Feb 23, 2023
Advisor departed, no destination yet
James Henry Moore no longer registered at P•••••• C•••••• M••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6cabb11-568d-2e57-f633-0e30dd4dedc3
First observed: Feb 15, 2012
Last observed: Feb 27, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.