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RIA / WealthAdvisorCertified Financial Planner32 years in industry

CHARLES JOSEPH RAMOS

Advisor at BEACON POINTE ADVISORS, LLC

NEWPORT BEACH, CA | Larkspur, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 21, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jul 11, 1994
First registration: May 21, 2002
Dual registered: no
Other names: Joe Ramos|C. Joseph Ramos
IAPD individual key: 1613649

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Oct 19, 2023	n/a	yes	Larkspur, CA\|NEWPORT BEACH, CA	Current employment
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Jan 5, 2011	Dec 31, 2011	no	Englewood, CO\|LARKSPUR, CA	Previous registration
PRIVATE CAPITAL MANAGEMENT, INC.	Former SEC adviser	Apr 7, 2009	Oct 25, 2023	no	LARKSPUR, CA\|LARKSPUR, CA	Previous registration
PRIVATE CONSULTING GROUP, INC.	n/a	May 21, 2002	Dec 31, 2008	no	PORTLAND, OR\|LARKSPUR, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRIVATE CAPITAL MANAGEMENT, INC.	GENEOS WEALTH MANAGEMENT, INC.	Oct 25, 2023	Jan 5, 2011	-4,676	Firm change after gap	Other
GENEOS WEALTH MANAGEMENT, INC.	BEACON POINTE ADVISORS, LLC	Dec 31, 2011	Oct 19, 2023	4,310	Firm change after gap	Other
PRIVATE CONSULTING GROUP, INC.	PRIVATE CAPITAL MANAGEMENT, INC.	Dec 31, 2008	Apr 7, 2009	97	Firm change	Other

Relationships

Registered with (4)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Oct 19, 2023 to presentfactForm ADV
→ PRIVATE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 7, 2009 to Oct 25, 2023factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 5, 2011 to Dec 31, 2011factForm ADV
→ PRIVATE CONSULTING GROUP, INC.Registered adviserregistration: previous registration
May 21, 2002 to Dec 31, 2008factForm ADV

Dated events

Occurred
Oct 25, 2023
Advisor changed firm
Charles Joseph Ramos left Private Capital Management, Inc. for Geneos Wealth Management, Inc. (registered 2011-01-05)
Form ADVobserved 4 days ago