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Advisor at J.P. MORGAN SECURITIES LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 12, 2023 | n/a | yes | HOUSTON, TX | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 27, 2022 | Jul 6, 2023 | no | FORT WORTH, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 14, 2015 | May 21, 2022 | no | DICKINSON, TX|PEARLAND, TX|DICKINSON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|PEARLAND, TX|HOUSTON, TX|PEARLAND, TX|PEARLAND, TX|PEARLAND, TX|HOUSTON, TX|Houston, TX|NEW YORK, NY|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 1, 2014 | Apr 7, 2015 | no | HOUSTON, TX|SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | J.P. MORGAN SECURITIES LLC | Jul 6, 2023 | Jul 12, 2023 | 6 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 21, 2022 | Jun 27, 2022 | 37 | Firm change | Wirehouse to ibd |
| CETERA INVESTMENT ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 7, 2015 | Apr 14, 2015 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288590:79:TX:2023-06-23 | Jul 6, 2023 | Jul 12, 2023 | FORT WORTH, TX | Firm change |