DFX Intelligence
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Reading the graph
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Advisor at A••• A••••••• P•••••••
NEW YORK, NY | Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• A••••••• P••••••• | Bd affiliated wealth | Jul 20, 2026 | n/a | yes | NEW YORK, NY|Dallas, TX | Current employment |
| U••• C•••••• W••••• A•••••••• L•• | Bd affiliated wealth | Jun 30, 2021 | Jul 21, 2026 | no | A•••••, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• C•••••• W••••• A•••••••• L•• | A••• A••••••• P••••••• | Jul 21, 2026 | Jul 20, 2026 | -1 | Bulk transfer | Ibd to ibd |
| U••• R•• L•• | U••• C•••••• W••••• A•••••••• L•• | Jun 30, 2021 | Jun 30, 2021 |
| U••• R•• L•• | Former SEC adviser | Aug 28, 2014 | Jun 30, 2021 | no | HOUSTON, TX|DALLAS, TX | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Feb 7, 2003 | Jul 14, 2014 | no | Dallas, TX|DALLAS, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to RIA |
| R•••••• J•••• • A••••••••• I••• | U••• R•• L•• | Jul 14, 2014 | Aug 28, 2014 | 45 | Firm change | Other |