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RIA Intelligence
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Registered advisor
J••• A••••• H••••
Feed of 09/15/2026
At current firm
0 y
since Jul 20, 2026
In the industry
42 y
since Sep 14, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• A••••••• P••••••• BD affiliated currentsince Jul 20, 2026 · New York, Ny
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedJun 30, 2021 to Jul 21, 2026 · A•••••, Tx
- U••• R•• L•• formerAug 28, 2014 to Jun 30, 2021 · Houston, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 7, 2003 to Jul 14, 2014 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Jul 21, 2026, registered Jul 20, 2026 (-1 days) · corporate re-registration, not a move
- U••• R•• L•• to U••• C•••••• W••••• A•••••••• L••left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to U••• R•• L••left Jul 14, 2014, registered Aug 28, 2014 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address