DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

GARY STEPHEN MANNUZZA

Advisor at RMR WEALTH BUILDERS, INC.

MONTCLAIR, NJ | CRANFORD, NJ | Cranford, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6d8e9e2-6293-821e-eb12-a7e0b55ea45d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RMR WEALTH BUILDERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 12, 2016
First registration: Dec 14, 2016
Dual registered: no
Other names: GARY STEPHEN MANNUZZA|GARY STEPHEN MANNUZZA
IAPD individual key: 6678266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TKG WEALTH ADVISERS LLC	State registered	Jan 22, 2024	n/a	yes	CRANFORD, NJ	Current employment
RMR WEALTH BUILDERS, INC.	Independent wealth	Feb 18, 2022	n/a	yes	Cranford, NJ\|MONTCLAIR, NJ	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Oct 29, 2021	Sep 21, 2023	no	Clark, NJ	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Oct 25, 2019	Oct 26, 2021	no	IRVING, TX	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Dec 14, 2016	Oct 25, 2019	no	Scotch Plains, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALTON & ASSOCIATES, INC.	RMR WEALTH BUILDERS, INC.	Sep 21, 2023	Feb 18, 2022	-580	Firm change after gap	RIA to RIA
AVANTAX ADVISORY SERVICES	CALTON & ASSOCIATES, INC.	Oct 26, 2021	Oct 29, 2021	3	Firm change	Ibd to RIA
1ST GLOBAL ADVISORS INC	AVANTAX ADVISORY SERVICES	Oct 25, 2019	Oct 25, 2019	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (5)

→ TKG WEALTH ADVISERS LLCRegistered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ RMR WEALTH BUILDERS, INC.Registered adviserregistration: current employment
Feb 18, 2022 to presentfactForm ADV
→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 29, 2021 to Sep 21, 2023factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Oct 25, 2019 to Oct 26, 2021factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Dec 14, 2016 to Oct 25, 2019factForm ADV

Dated events

Occurred
Sep 21, 2023
Advisor changed firm
Gary Stephen Mannuzza left Calton & Associates, Inc. for Rmr Wealth Builders, Inc. (registered 2022-02-18)
Form ADVobserved 6 days ago