DFX Intelligence

L•••• M••••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

L•••• M••••••• B••••••••

Advisor at S••••••• C•••••• M••••••••• L••

Raleigh, NC

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Search this name across graphsid dfx:ria:a6db631f-8de9-e091-1b89-19b11948f6f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• C•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• C•••••• M••••••••• L••	Other adviser	Jul 22, 2022	n/a	yes	Raleigh, NC	Current employment
A••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	May 25, 2021	Jun 29, 2022	no	Holly Springs, NC\|NEEDHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• A•••••••• L••	S••••••• C•••••• M••••••••• L••	Jun 29, 2022	Jul 22, 2022	23	Firm change	Other
B••• I••••••••• I••••••••• A•••••••• I•••	A••••••• I••••••••• A•••••••• L••	Dec 31, 2020	May 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
106156:120632:SC:2020-12-31	Dec 31, 2020	May 25, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (3)

→ S••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 22, 2022 to presentfactForm ADV
→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 25, 2021 to Jun 29, 2022factForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 29, 2017 to Dec 31, 2020factForm ADV

Dated events

Occurred
Jun 29, 2022
Advisor changed firm
L•••• M••••••• B•••••••• left A••••••• I••••••••• A•••••••• L•• for S••••••• C•••••• M••••••••• L•• (registered 2022-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6db631f-8de9-e091-1b89-19b11948f6f6
First observed: Mar 29, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.