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L••• M•••• A••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

L••• M•••• A••••• C••••••

Advisor at P•••••• A•••••• G••••• L••

Memphis, TN | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:a6e76ef2-0f02-c600-ef39-a224ae9a4298

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Mar 27, 2025	n/a	yes	MORRISTOWN, NJ\|Memphis, TN	Current employment
S•••••••• A••••••• S•••••••	Independent wealth	Oct 11, 2022	May 20, 2025	no	MEMPHIS, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• S•••••••	P•••••• A•••••• G••••• L••	May 20, 2025	Mar 27, 2025	-54	Firm change after gap	RIA to ibd
R•••••• J•••• • A••••••••• I•••	S•••••••• A••••••• S•••••••	Oct 25, 2022	Oct 11, 2022

Relationships

Registered with (4)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Mar 27, 2025 to presentfactForm ADV
→ S•••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Oct 11, 2022 to May 20, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2016 to Oct 25, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 20, 2025
A•••••• firm change
L••• M•••• A••••• C•••••• left S•••••••• A••••••• S••••••• for P•••••• A•••••• G••••• L•• (registered 2025-03-27)
Form ADVobserved 7 days ago
Occurred
Oct 25, 2022
A•••••• firm change
L••• M•••• A••••• C•••••• left R•••••• J•••• • A••••••••• I••• for S•••••••• A••••••• S••••••• (registered 2022-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6e76ef2-0f02-c600-ef39-a224ae9a4298
First observed: Sep 16, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.