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Advisor at CETERA INVESTMENT ADVISERS LLC
SUGAR LAND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 10, 2021 | n/a | yes | SUGAR LAND, TX | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 19, 2021 | Dec 15, 2021 | no | HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|BELLAIRE, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Apr 12, 2018 | Aug 17, 2021 | no | Houston, TX|Houston, TX|Bellaire, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 26, 2012 | Nov 18, 2016 | no | RIO RANCHO, NM|EL PASO, TX|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|TUCSON, AZ|ALBUQUERQUE, NM|RIO RANCHO, NM|TUCSON, AZ|ALBUQUERQUE, NM|BERNALILLO, NM|ALBUQUERQUE, NM|EL PASO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | CETERA INVESTMENT ADVISERS LLC | Dec 15, 2021 | Dec 10, 2021 | -5 | Firm change | Ibd to ibd |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 17, 2021 | Aug 19, 2021 | 2 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Nov 18, 2016 | Apr 12, 2018 | 510 | Firm change after gap | Wirehouse to ibd |