DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
U••••• FINANCIAL SERVICES, LLC, CRD 159674
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••••• C•••• A••••••• | Certified Financial Planner|Chartered Financial Analyst | MIAMI, FL | 14 | 26 | n/a | no |
| J••••• A•••••• G••••••••• | n/a | MIAMI, FL | 0 | 34 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C•• G••••• F••• C••••••••• P••• S••••• | Other Private Fund | $45.9M | Feb 8, 2024 | 17 | Jan 11, 2017 | reported | n/a |
| U••••• T•••• R••••• B••• F•••• L• | Hedge Fund | $39.2M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• J•••••• A•••••• | PRESIDENT, MANAGING MEMBER, CHIEF INVESTMENT AND CHIEF COMPLIANCE OFFICER | E | yes | 11/2011 | Jan 11, 2017 | Feb 8, 2024 |
| T•• J••••• A• G••••••••• J•• R•••••••• T•••• | Owner | E | yes | 05/2023 | May 30, 2023 | Feb 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| U••••• P••••••• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| U••••• P••••••• I• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 4, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $231M | $213M | 8.2% | $221M | 1.5% | 3 | 3 | 0 | 0 |
| no |
| 70 |
| Jan 11, 2017 |
| reported |
| n/a |
| G••••• M•••••• F•••••• G••••• S••••••••• P•••••••• | Other Private Fund | $38.3M | Feb 8, 2024 | 50 | Jan 11, 2017 | reported | n/a |
| U••••• L•••• F•••• I•••• M••••• F••• L••• | Hedge Fund | $31.5M | Feb 8, 2024 | 40 | Feb 10, 2020 | reported | n/a |
| A••••••• G••••• F••• S••••• 3• | Other Private Fund | $21.3M | Feb 8, 2024 | 1 | Jan 11, 2017 | reported | n/a |
| A••••••• G••••• F••• S••••• 2• | Hedge Fund | $18.7M | Apr 16, 2018 | 7 | Feb 13, 2018 | dropped | n/a |
| A••••••• G••••• F••• B••••••• E•• S••••••• S••••• | Other Private Fund | $15.8M | Feb 8, 2024 | 22 | Jan 11, 2017 | reported | n/a |
| A••••••• G••••• F••• S••••• 4• | Hedge Fund | $14.5M | Feb 3, 2021 | 4 | Feb 13, 2018 | dropped | n/a |
| A•••••••• K••••••• C•••• | CHIEF OPERATING OFFICER | Na | no | 01/2012 | Jan 11, 2017 | Feb 8, 2024 |
| $231M |
| $227M |
| 3 |
| 3 |
| 0 |
| 6 |
| n/a |
| 2024 | Mar 6, 2025 | $213M | $209M | 3 | 3 | 0 | 6 | n/a |
| 2023 | Feb 8, 2024 | $229M | $224M | 4 | 4 | 0 | 6 | $192M |
| 2022 | Mar 3, 2023 | $221M | $219M | 4 | 4 | 0 | 6 | $184M |
| 2021 | Feb 14, 2022 | $249M | $248M | 4 | 4 | 0 | 6 | $220M |
| 2020 | Feb 3, 2021 | $258M | $256M | 4 | 4 | 0 | 7 | $218M |
| 2019 | Feb 10, 2020 | $222M | $222M | 4 | 4 | 0 | 7 | $194M |
| 2018 | Mar 12, 2019 | $215M | $215M | 4 | 4 | 0 | 6 | $198M |
| 2017 | Feb 13, 2018 | $298M | $298M | 4 | 4 | 0 | 7 | $271M |