R••• M• L••••••

Advisor at O•••• A•••••••• L••

AUSTIN, TX

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Search this name across graphsid dfx:ria:a70348f4-4f42-f0e8-2e8f-bd16478b5d55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A•••••••• L••	Independent wealth	Mar 17, 2025	n/a	yes	AUSTIN, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 4, 2018	Feb 24, 2025	no	AUSTIN, TX\|WESTLAKE VILLAGE, CA\|BOSTON, MA\|OAK BROOK, IL\|AUSTIN, TX\|WESTLAKE VILLAGE, CA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••• A•••••••• L••	Feb 24, 2025	Mar 17, 2025	21	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ O•••• A•••••••• L••Registered adviserregistration: current employment
Mar 17, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 4, 2018 to Feb 24, 2025factForm ADV

Dated events

Occurred
Feb 24, 2025
Advisor changed firm
R••• M• L•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for O•••• A•••••••• L•• (registered 2025-03-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a70348f4-4f42-f0e8-2e8f-bd16478b5d55
First observed: Jan 4, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.