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Advisor at THE SUMMIT GROUP
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE SUMMIT GROUP | State registered | Jan 26, 2024 | n/a | yes | SAN ANTONIO, TX | Current employment |
| THE SUMMIT GROUP | State registered | Jul 8, 2017 | Dec 31, 2023 | no | SAN ANTONIO, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 23, 2010 | Aug 25, 2010 | no | MCALLEN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THE SUMMIT GROUP | Aug 25, 2010 | Jul 8, 2017 | 2,509 | Firm change after gap | Wirehouse to state RIA |