This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 15, 2021

First registration

Nov 16, 2021

Dual registered

yes, broker-dealer

Other names

Ethan Bondurant|Ethan James Bondurant|Ethan J Bondurant

IAPD individual key

7121605

• Occurred

  Dec 18, 2023
  Advisor changed firm

  Ethan Bondurant left Advice And Planning Services for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-01-10)

  Form ADVobserved 5 days ago
• Occurred

  Jun 12, 2023
  Advisor changed firm

  Ethan Bondurant left Charles Schwab & Co., Inc. for Advice And Planning Services (registered 2023-11-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a71ddd3f-baf6-3b67-3534-215494f35dc9

First observed

Nov 16, 2021

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.