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J•• P•••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J•• P•••••• A••••••••

Advisor at G•••••••• W••••• M••••••••• L••

HUNTINGTON BEACH, CA

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Search this name across graphsid dfx:ria:a7201a69-4364-1862-8288-b576b40741bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• M••••••••• L••	State registered	Jan 5, 2026	n/a	yes	HUNTINGTON BEACH, CA	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Oct 23, 2023	Feb 16, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	G•••••••• W••••• M••••••••• L••	Feb 16, 2026	Jan 5, 2026	-42	Firm change after gap	Ibd to state RIA
S••••••••• C•••••• P••••••• L••	A• W••••• M••••••••• L••	Oct 13, 2023

Relationships

Registered with (4)

→ G•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2023 to Feb 16, 2026factForm ADV
→ S••••••••• C•••••• P••••••• L••Registered adviserregistration: previous registration
Aug 4, 2022 to Oct 13, 2023factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Feb 16, 2026
Advisor changed firm
J•• P•••••• A•••••••• left A• W••••• M••••••••• L•• for G•••••••• W••••• M••••••••• L•• (registered 2026-01-05)
Form ADVobserved 7 days ago
Occurred
Oct 13, 2023
Advisor changed firm
J•• P•••••• A•••••••• left S••••••••• C•••••• P••••••• L•• for A• W••••• M••••••••• L•• (registered 2023-10-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7201a69-4364-1862-8288-b576b40741bb
First observed: Mar 23, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.