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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

DOUGLAS J BAUERBAND

Advisor at G. DOUGLAS WEALTH MANAGEMENT

TOMS RIVER, NJ

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Search this name across graphsid dfx:ria:a725ef85-647d-3871-23c2-9d0fd8d3e26d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Feb 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G. DOUGLAS WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 29, 1999
First registration: Feb 19, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 2850269

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G. DOUGLAS WEALTH MANAGEMENT	State registered	Jul 10, 2023	n/a	yes	TOMS RIVER, NJ	Current employment
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Jan 13, 2023	Jul 17, 2023	no	Toms River, NJ\|ARDEN HILLS, MN	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Jun 27, 2012	Dec 31, 2022	no	TOMS RIVER, NJ\|TOMS RIVER, NJ\|LINCROFT, NJ\|TOMS RIVER, NJ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2008	Jun 28, 2012	no	TOMS RIVER, NJ	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Feb 19, 2008	Oct 31, 2008	no	HOUSTON, TX\|PINE BEACH, NJ\|TOMS RIVER, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT WEALTH MANAGEMENT	G. DOUGLAS WEALTH MANAGEMENT	Jul 17, 2023	Jul 10, 2023	-7	Firm change	Ibd to state RIA
WORLD ADVISORY SERVICES	GRADIENT WEALTH MANAGEMENT	Dec 31, 2022	Jan 13, 2023	13	Firm change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	WORLD ADVISORY SERVICES	Jun 28, 2012	Jun 27, 2012	-1	Firm change	Other
AMERICAN GENERAL SECURITIES INCORPORATED	SAGEPOINT FINANCIAL, INC.	Oct 31, 2008	Oct 31, 2008	0	Bulk transfer	Other

Relationships

Registered with (5)

→ G. DOUGLAS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jul 10, 2023 to presentfactForm ADV
→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 13, 2023 to Jul 17, 2023factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Jun 27, 2012 to Dec 31, 2022factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2008 to Jun 28, 2012factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Feb 19, 2008 to Oct 31, 2008factForm ADV

Dated events

Occurred
Jul 17, 2023
Advisor changed firm
Douglas J Bauerband left Gradient Wealth Management for G. Douglas Wealth Management (registered 2023-07-10)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Douglas J Bauerband left World Advisory Services for Gradient Wealth Management (registered 2023-01-13)
Form ADVobserved 5 days ago