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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOSEPH R MCHUGH

Advisor at MORGAN STANLEY

Short Hills, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 1, 1998
First registration: May 8, 2002
Dual registered: yes, broker-dealer
Other names: JOSEPH RODNEY MIHUGH|JOSEPH RODNEY MCHUGH
IAPD individual key: 2908284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Nov 4, 2022	n/a	yes	Short Hills, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 31, 2010	Nov 9, 2022	no	MOUNTAINSIDE, NJ\|WESTFIELD, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 1, 2010	no	Short Hills, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SHORT HILLS, NJ	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 29, 2002	Apr 2, 2007	no	SHORT HILLS, NJ\|SHORT HILLS, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 8, 2002	Dec 9, 2002	no	SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Nov 9, 2022	Nov 4, 2022	-5	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Apr 1, 2010	Mar 31, 2010	-1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Dec 9, 2002	Nov 29, 2002	-10	Firm change	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 1, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 31, 2010 to Nov 9, 2022factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 29, 2002 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 8, 2002 to Dec 9, 2002factForm ADV

Dated events

Occurred
Nov 9, 2022
Advisor changed firm
Joseph R Mchugh left Wells Fargo Advisors for Morgan Stanley (registered 2022-11-04)
Form ADVobserved 6 days ago